Abstract

SummaryBackgroundSustainable Development Goal 3.2 has targeted elimination of preventable child mortality, reduction of neonatal death to less than 12 per 1000 livebirths, and reduction of death of children younger than 5 years to less than 25 per 1000 livebirths, for each country by 2030. To understand current rates, recent trends, and potential trajectories of child mortality for the next decade, we present the Global Burden of Diseases, Injuries, and Risk Factors Study (GBD) 2019 findings for all-cause mortality and cause-specific mortality in children younger than 5 years of age, with multiple scenarios for child mortality in 2030 that include the consideration of potential effects of COVID-19, and a novel framework for quantifying optimal child survival.MethodsWe completed all-cause mortality and cause-specific mortality analyses from 204 countries and territories for detailed age groups separately, with aggregated mortality probabilities per 1000 livebirths computed for neonatal mortality rate (NMR) and under-5 mortality rate (U5MR). Scenarios for 2030 represent different potential trajectories, notably including potential effects of the COVID-19 pandemic and the potential impact of improvements preferentially targeting neonatal survival. Optimal child survival metrics were developed by age, sex, and cause of death across all GBD location-years. The first metric is a global optimum and is based on the lowest observed mortality, and the second is a survival potential frontier that is based on stochastic frontier analysis of observed mortality and Healthcare Access and Quality Index.FindingsGlobal U5MR decreased from 71·2 deaths per 1000 livebirths (95% uncertainty interval [UI] 68·3–74·0) in 2000 to 37·1 (33·2–41·7) in 2019 while global NMR correspondingly declined more slowly from 28·0 deaths per 1000 live births (26·8–29·5) in 2000 to 17·9 (16·3–19·8) in 2019. In 2019, 136 (67%) of 204 countries had a U5MR at or below the SDG 3.2 threshold and 133 (65%) had an NMR at or below the SDG 3.2 threshold, and the reference scenario suggests that by 2030, 154 (75%) of all countries could meet the U5MR targets, and 139 (68%) could meet the NMR targets. Deaths of children younger than 5 years totalled 9·65 million (95% UI 9·05–10·30) in 2000 and 5·05 million (4·27–6·02) in 2019, with the neonatal fraction of these deaths increasing from 39% (3·76 million [95% UI 3·53–4·02]) in 2000 to 48% (2·42 million; 2·06–2·86) in 2019. NMR and U5MR were generally higher in males than in females, although there was no statistically significant difference at the global level. Neonatal disorders remained the leading cause of death in children younger than 5 years in 2019, followed by lower respiratory infections, diarrhoeal diseases, congenital birth defects, and malaria. The global optimum analysis suggests NMR could be reduced to as low as 0·80 (95% UI 0·71–0·86) deaths per 1000 livebirths and U5MR to 1·44 (95% UI 1·27–1·58) deaths per 1000 livebirths, and in 2019, there were as many as 1·87 million (95% UI 1·35–2·58; 37% [95% UI 32–43]) of 5·05 million more deaths of children younger than 5 years than the survival potential frontier.InterpretationGlobal child mortality declined by almost half between 2000 and 2019, but progress remains slower in neonates and 65 (32%) of 204 countries, mostly in sub-Saharan Africa and south Asia, are not on track to meet either SDG 3.2 target by 2030. Focused improvements in perinatal and newborn care, continued and expanded delivery of essential interventions such as vaccination and infection prevention, an enhanced focus on equity, continued focus on poverty reduction and education, and investment in strengthening health systems across the development spectrum have the potential to substantially improve U5MR. Given the widespread effects of COVID-19, considerable effort will be required to maintain and accelerate progress.FundingBill & Melinda Gates Foundation.

Highlights

  • Under-5 mortality rate (U5MR) and neonatal mortality rate (NMR) are important indicators reflecting multiple aspects of societal wellbeing such as access to nutrition and food; basic infrastructure such as housing, water, and sanitation; education; agency; financial security; access to preventive and treatment health services; and future human capital

  • Sustainable Development Goal (SDG) 3.2 calls to, “By 2030, end preventable deaths of newborn babies and children under 5 years of age, with all countries aiming to reduce neonatal mortality to at least as low as 12 per 1000 live births and under-5 mortality to at least as low as 25 per 1000 live births.”[3]. The SDG focus on equity was codified here in a shifting from relative global targets, that were mainstays in the Millennium Development Goals (MDGs) agenda, to absolute targets for each country

  • The SDG framework aims to build on the successes of the MDG era, albeit with a notably broader lens in which health (SDG 3) is one of several goals related to healthier lives, wellbeing, and equity.[3]

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Summary

Introduction

Under-5 mortality rate (U5MR) and neonatal mortality rate (NMR) are important indicators reflecting multiple aspects of societal wellbeing such as access to nutrition and food; basic infrastructure such as housing, water, and sanitation; education; agency; financial security; access to preventive and treatment health services; and future human capital. The SDG framework aims to build on the successes of the MDG era, albeit with a notably broader lens in which health (SDG 3) is one of several goals related to healthier lives, wellbeing, and equity.[3] Even within SDG 3, the SDG agenda is broader than the MDG agenda, reflecting a growing understanding of the intersectional nature of health outcomes with basic infrastructural considerations such as health system performance, sustainability, and environment This intersectional perspective is illustrated in the language of initiatives such as the call from the UN Global Strategy for Women’s, Children’s and Adolescents’ Health 2016–2030 to integrate survival, prevention, thriving, and enabling environm­ ents,[4] the Every Newborn Action Plan, the World Bank’s Global Financing Facility for Women, Children and Adolescents, The Lancet Global Health Commission on High Quality Health Systems, and the Countdown to 2030.5–7 this broader focus has not necessarily led to child and neonatal health receiving less investment in development assistance for health (DAH; which, for child and neonatal health, grew by 2·66% from 2015 to 2019 and remained the second largest DAH focus area in 2019), the growth in investment in this period was less than during the period between 2000 and 2015, when DAH for child and neonatal health increased by 314%.8 www.thelancet.com Vol 398 September 4, 2021

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