Abstract

The conventional fully-digital implementation of massive-MIMO systems is not efficient due to the large required number of radio-frequency (RF) chains. To address this issue, hybrid analog/digital (A/D) beamforming was proposed and to date remains a topic of ongoing research. In this paper, we explore the hybrid A/D structure as a general framework for signal processing in massive and ultra-massive-MIMO systems. To exploit the full potential of the analog domain, we first focus on the analog signal processing (ASP) network. We investigate a mathematical representation suitable for any arbitrarily connected feed-forward ASP network comprised of the common RF hardware elements in the context of hybrid A/D systems, i.e., phase-shifter and power-divider/combiner. A novel ASP structure is then proposed which is not bound to the unit modulus constraint, thereby facilitating the hybrid A/D systems design. We then study MIMO transmitter and receiver designs to exploit the full potential of digital processing as well. It is shown that replacing the linear transformation in the digital domain with a generic mapping can improve the system performance. In some cases, the performance of optimal fully-digital MIMO systems can be achieved without extra calculations compared to sub-optimal hybrid A/D techniques. An optimization model based on the proposed structure is presented that can be used for hybrid A/D system design. Specifically, precoding and combining designs under different conditions are discussed as examples. Finally, simulation results are presented which illustrate the superiority of the proposed architecture to the conventional hybrid designs for massive-MIMO systems.

Highlights

  • Massive-multiple-input multiple-output (MIMO) and UM-MIMO systems operating in millimeter wave/Terahertz (THz) bands are the prime candidates for fifth generation (5G) and beyond 5G cellular networks [1]–[4]

  • The optimization problem for the Hybrid analog/digital (A/D) signal processing (HSP) beamformer is reformulated within the new representation framework, which facilitates its solution under a variety of constraints and requirements for the massive MIMO system

  • ANALOG SIGNAL PROCESSING NETWORK aiming at exploiting the full potential of the analog domain, we develop a mathematical formulation for the analog signal processing (ASP) network represented by the radio frequency (RF) mappings GT and GR in the previous section

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Summary

Introduction

Massive-multiple-input multiple-output (MIMO) and (ultramassive) UM-MIMO systems operating in millimeter wave (mmW)/Terahertz (THz) bands are the prime candidates for fifth generation (5G) and beyond 5G cellular networks [1]–[4]. Base-stations (BS) with 64 antennas have been recently deployed for commercial use in some countries [5]. An extensive theory for massive MIMO has been developed in recent years, including capacity. Spectral efficiency analysis, system design for high energy efficiency, pilot contamination, etc. Implementation of such systems faces many technical difficulties, and to this day remains very challenging and costly [6], [7]. In conventional fully-digital (FD) MIMO systems, each antenna element requires a dedicated radio frequency (RF) chain. The direct FD implementation for massive-MIMO/UM-MIMO systems, is not practical and efficient due to the ensuing high production costs and more importantly, huge power consumption

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