Abstract

Orthogonal frequency-division multiplexing (OFDM) has been selected as the basis for the fifth-generation new radio (5G NR) waveform developments. However, effective signal processing tools are needed for enhancing the OFDM spectrum in various advanced transmission scenarios. In earlier work, we have shown that fast-convolution (FC) processing is a very flexible and efficient tool for filtered-OFDM signal generation and receiver-side subband filtering, e.g., for the mixed-numerology scenarios of the 5G NR. FC filtering approximates linear convolution through effective fast Fourier transform (FFT)-based circular convolutions using partly overlapping processing blocks. However, with the continuous overlap-and-save and overlap-and-add processing models with fixed block-size and fixed overlap, the FC-processing blocks cannot be aligned with all OFDM symbols of a transmission frame. Furthermore, 5G NR numerology does not allow to use transform lengths shorter than 128 because this would lead to non-integer cyclic prefix (CP) lengths. In this article, we present new FC-processing schemes which solve or avoid the mentioned limitations. These schemes are based on dynamically adjusting the overlap periods and extrapolating the CP samples, which make it possible to align the FC blocks with each OFDM symbol, even in case of variable CP lengths. This reduces complexity and latency, e.g., in mini-slot transmissions and, as an example, allows to use 16-point transforms in case of a 12-subcarrier-wide subband allocation, greatly reducing the implementation complexity. On the receiver side, the proposed scheme makes it possible to effectively combine cascaded inverse and forward FFT units in FC-filtered OFDM processing. Transform decomposition is used to simplify these computations, leading to significantly reduced implementation complexity in various transmission scenarios. A very extensive set of numerical results is also provided, in terms of the radio-link performance and associated processing complexity.

Highlights

  • O RTHOGONAL frequency-division multiplexing (OFDM) is the dominating multicarrier modulation scheme and it is extensively deployed in modern radio access systems

  • It is noted that for the proposed approach, the channel estimation and equalization are carried out as for the conventional cyclic prefix (CP)-OFDM waveform, that is, the channel is estimated based on the known pilot or reference symbols and subcarrier-wise frequency-domain equalizer coefficients are determined based on the estimated channel

  • We will analyze the performance of the discontinuous FC processing in terms of uncoded bit error rate (BER) in different interference and channel conditions, and show complexity comparison between continuous and discontinuous

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Summary

INTRODUCTION

O RTHOGONAL frequency-division multiplexing (OFDM) is the dominating multicarrier modulation scheme and it is extensively deployed in modern radio access systems. Namely the time-domain windowing and subband- or carrier-level filtering [16], [17] are mainly considered in long-term evolution (LTE) and fifth-generation new radio (5G NR) context To this end, the time-domain windowing with overlapping processing blocks, commonly referred to as weighted overlap-and-add (WOLA) in the 5G NR context, is a straightforward approach to sidelobe suppression by smoothing the discontinuities at the OFDM symbol boundaries [18]–[23]. ZP-based OFDM is not compatible with LTE and 5G NR physical layer standardization Another line of study is that of filter-bank multicarrier (FBMC) waveforms, which can reach excellent spectral localization. Meeting the strict base-station-side spectral emission mask (SEM) requirements of 3GPP and FCC with WOLA is challenging

Filtered OFDM State-of-the-Art
Contributions and Novelty
Basic Operation Principle
Continuous FC-Filtered CP-OFDM TX Processing Model
Basic Idea and Operating Principle
Symbol-Synchronized TX FC Processing for One CP-OFDM Symbol
Symbol-Synchronized TX FC Processing for Multiple Symbols
CP Extrapolation by TX FC Processing
SYMBOL-SYNCHRONIZED DISCONTINUOUS FC-BASED FILTERED-OFDM RX PROCESSING
IMPLEMENTATION COMPLEXITY
Simplified Implementation
NUMERICAL RESULTS
Bit-Error Rate Performance in Wide-Band Allocations
Implementation Complexity
CONCLUSION
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