Abstract

Hundreds of millions of surgical procedures take place annually across the world, which generate a prevalent type of electronic health record (EHR) data comprising time series physiological signals. Here, we present a transferable embedding method (i.e., a method to transform time series signals into input features for predictive machine learning models) named PHASE (PHysiologicAl Signal Embeddings) that enables us to more accurately forecast adverse surgical outcomes based on physiological signals. We evaluate PHASE on minute-by-minute EHR data of more than 50,000 surgeries from two operating room (OR) datasets and patient stays in an intensive care unit (ICU) dataset. PHASE outperforms other state-of-the-art approaches, such as long-short term memory networks trained on raw data and gradient boosted trees trained on handcrafted features, in predicting six distinct outcomes: hypoxemia, hypocapnia, hypotension, hypertension, phenylephrine, and epinephrine. In a transfer learning setting where we train embedding models in one dataset then embed signals and predict adverse events in unseen data, PHASE achieves significantly higher prediction accuracy at lower computational cost compared to conventional approaches. Finally, given the importance of understanding models in clinical applications we demonstrate that PHASE is explainable and validate our predictive models using local feature attribution methods.

Highlights

  • The number of surgical operations performed each year exceeds 300 million [1]

  • Our results show that gradient boosted tree (GBT) models trained with features extracted by self-supervised long-short term memory networks (LSTMs) improves accuracy over conventional approaches for forecasting surgical outcomes that rely on a single model

  • The first is hypoxemia, a historically important risk factor associated with anesthesia-related morbidity [26,27,28], that has been shown to result in harmful effects on nearly every end organ in a variety of animal models [29, 30]

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Summary

Introduction

The number of surgical operations performed each year exceeds 300 million [1]. Several international studies have shown rates of adverse events ranging from 3 to 22% in surgical patients [3,4,5] These studies conclude that the majority of adverse events are preventable, indicating a tremendous opportunity for improvement by predictive models. The accuracy of such models is largely dependent on the availability of training data. As of 2014, a large portion (>40%) of invasive, therapeutic surgeries take place in hospitals with either medium or small numbers of beds [6, 7] These smaller institutions may lack either sufficient data or computational resources to train accurate models. One promising avenue of transfer learning research is deep embedding models which learn to extract generalizable features from images or time-series data [14, 15] which improve over traditional domain-specific hand engineered features

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