Abstract

BackgroundSemi-competing risks arise when interest lies in the time-to-event for some non-terminal event, the observation of which is subject to some terminal event. One approach to assessing the impact of covariates on semi-competing risks data is through the illness-death model with shared frailty, where hazard regression models are used to model the effect of covariates on the endpoints. The shared frailty term, which can be viewed as an individual-specific random effect, acknowledges dependence between the events that is not accounted for by covariates. Although methods exist for fitting such a model to right-censored semi-competing risks data, there is currently a gap in the literature for fitting such models when a flexible baseline hazard specification is desired and the data are left-truncated, for example when time is on the age scale. We provide a modeling framework and openly available code for implementation.MethodsWe specified the model and the likelihood function that accounts for left-truncated data, and provided an approach to estimation and inference via maximum likelihood. Our model was fully parametric, specifying baseline hazards via Weibull or B-splines. Using simulated data we examined the operating characteristics of the implementation in terms of bias and coverage. We applied our methods to a dataset of 33,117 Kaiser Permanente Northern California members aged 65 or older examining the relationship between educational level (categorized as: high school or less; trade school, some college or college graduate; post-graduate) and incident dementia and death.ResultsA simulation study showed that our implementation provided regression parameter estimates with negligible bias and good coverage. In our data application, we found higher levels of education are associated with a lower risk of incident dementia, after adjusting for sex and race/ethnicity.ConclusionsAs illustrated by our analysis of Kaiser data, our proposed modeling framework allows the analyst to assess the impact of covariates on semi-competing risks data, such as incident dementia and death, while accounting for dependence between the outcomes when data are left-truncated, as is common in studies of aging and dementia.

Highlights

  • Semi-competing risks arise when interest lies in the time-to-event for some non-terminal event, the observation of which is subject to some terminal event

  • In “Methods” section, we present the model specification (“Model specification: Illness-death model” section), methods for estimation and inference (“Estimation and inference” section), a brief simulation study (“Simulation study” section), and an analysis of data from Kaiser Permanente Northern California examining the relationship between educational level and incident dementia and death (“Assessing the impact of education level on incident dementia in a large US cohort” section)

  • This paper focuses on modeling semi-competing risks data using the illnessdeath multistate model, where in the study of dementia we take the nonterminal and terminal events to be dementia diagnosis and death

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Summary

Introduction

Semi-competing risks arise when interest lies in the time-to-event for some non-terminal event, the observation of which is subject to some terminal event. Semi-competing risks refers to the setting where interest lies in the time-to-event for some so-called non-terminal event, the observation of which is subject to some terminal event [1]. In contrast to standard competing risks, where each of the outcomes under consideration is typically terminal (e.g. death due to some cause or another), in the semi-competing risks setting it is possible to observe both events on the same study unit, so that there is at least partial information on their joint distribution [1, 2]. It is possible to observe both outcomes among individuals who die following a diagnosis of dementia This information can potentially increase efficiency of results and be used to assess the dependence between the nonterminal and terminal events

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