Abstract

First-principles modeling of systems with localized $d$ states is currently a great challenge in condensed-matter physics. Density-functional theory in the standard local-density approximation (LDA) proves to be problematic. This can be partly overcome by including local Hubbard $U$ corrections $(\text{LDA}+U)$ but itinerant states are still treated on the LDA level. Many-body perturbation theory in the $GW$ approach offers both a quasiparticle perspective (appropriate for itinerant states) and an exact treatment of exchange (appropriate for localized states), and is therefore promising for these systems. $\text{LDA}+U$ has previously been viewed as an approximate $GW$ scheme. We present here a derivation that is simpler and more general, starting from the static Coulomb-hole and screened exchange approximation to the $GW$ self-energy. Following our previous work for $f$-electron systems [H. Jiang, R. I. Gomez-Abal, P. Rinke, and M. Scheffler, Phys. Rev. Lett. 102, 126403 (2009)] we conduct a systematic investigation of the $GW$ method based on $\text{LDA}+U(GW@\text{LDA}+U)$, as implemented in our recently developed all-electron $GW$ code FHI-gap (Green's function with augmented plane waves) for a series of prototypical $d$-electron systems: (1) ScN with empty $d$ states, (2) ZnS with semicore $d$ states, and (3) late transition-metal oxides (MnO, FeO, CoO, and NiO) with partially occupied $d$ states. We show that for ZnS and ScN, the $GW$ band gaps only weakly depend on $U$ but for the other transition-metal oxides the dependence on $U$ is as strong as in $\text{LDA}+U$. These different trends can be understood in terms of changes in the hybridization and screening. Our work demonstrates that $GW@\text{LDA}+U$ with ``physical'' values of $U$ provides a balanced and accurate description of both localized and itinerant states.

Highlights

  • Kohn-ShamKSdensity-functional theoryDFT ͑Refs. 1 and 2͒ in the local-density or generalized gradient approximationLDA/GGAto the exchange-correlationxcenergy functional has become “the standard approach” for firstprinciples electronic-structure calculations of extended systems.[3]

  • Following our previous work for f-electron systems,[29] we demonstrate in this paper that applying Hubbard U corrections to the LDA calculationsLDA+ Uprovides an insightful way to systematically analyze the problem

  • We investigate examples from three common classes of semiconductors: empty d statesScN, fully filled semicore d statesZnS, and partially filled d statestransition-metal oxides NiO, MnO, FeO, and CoO

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Summary

INTRODUCTION

Kohn-ShamKSdensity-functional theoryDFT ͑Refs. 1 and 2͒ in the local-density or generalized gradient approximationLDA/GGAto the exchange-correlationxcenergy functional has become “the standard approach” for firstprinciples electronic-structure calculations of extended systems.[3]. Introducing an approximate level of self-consistency leads to better agreement with experiment.[10,11,13] This indicates that the main difficulty for d / f-electron systems may not come from GW itself, but from the failure of the LDA/GGA as a starting point, partially occupied d or f states may require the inclusion of higher order correlation effects that go beyond the GW approach. Since the correction is only applied to a subset of states, LDA+ U itself is not expected to provide a quantitatively accurate description of the whole band structure It can, serve as a reasonable starting point for G0W0 calculations.[25,29,47] In a previous study,[29] we have applied the G0W0 @ LDA+ U approach to f-electron systems, using lanthanide oxides as examples, and found that both localized and itinerant states are described quite accurately and superior to state-of-the-art DMFT.

GW approximation for quasiparticle excitations
Computational details
Determination of U
ScN: Empty d states
ZnS: Semicore d states
Transition-metal monoxides
MnO and NiO
FeO and CoO
Method
Comparisons with experiment
CONCLUSIONS
Full Text
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