Abstract

Fault diagnosis plays a very important role in ensuring the safe and reliable operations of machines. Currently, the deep learning-based fault diagnosis is attracting increasing attention. However, fault diagnosis under variable working conditions has been a significant challenge due to the domain discrepancy problem. This problem is also unavoidable in deep learning-based fault diagnosis methods. This paper contributes to the ongoing investigation by proposing a new approach for the fault diagnosis under variable working conditions based on STFT and transfer deep residual network (TDRN). The STFT was employed to convert vibration signal to time-frequency image as the input of the TDRN. To address the domain discrepancy problem, the TDRN was developed in this paper. Unlike traditional deep convolutional neural network (DCNN) methods, by combining with transfer learning, the TDRN can make a bridge between two different working conditions, thereby using the knowledge learned from a working condition to achieve a high classification accuracy in another working condition. Moreover, since the residual learning is introducing, the TDRN can overcome the problems of training difficulty and performance degradation existing in traditional DCNN methods, thus further improving the classification accuracy. Experiments are conducted on the popular CWRU bearing dataset to validate the effectiveness and superiority of the proposed approach. The results show that the developed TDRN outperforms those methods without transfer learning and/or residual learning in terms of the accuracy and feature learning ability for the fault diagnosis under variable working conditions.

Highlights

  • Mechanical equipment is widely used in various industrial fields, and their reliability is directly related to the economic benefits of enterprises and even the safety of personnel [1, 2]

  • A new approach for the bearing fault diagnosis under variable working conditions based on short-time Fourier transform (STFT) and transfer deep residual CNNs (DRNs) (TDRN) was proposed. e STFT was employed to obtain time-frequency image (TFI) of vibration signals. e TDRN was developed to make a bridge among data from different working conditions

  • E effectiveness and superiority of the proposed approach was validated by experiments conducted on the popular Case Western Reserve University (CWRU) bearing dataset. e results showed that, by introducing the transfer learning method, the developed TDRN can overcome the domain discrepancy problem

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Summary

Introduction

Mechanical equipment is widely used in various industrial fields, and their reliability is directly related to the economic benefits of enterprises and even the safety of personnel [1, 2]. Along with the modern machines becoming increasingly complex and sophisticated, fault diagnosis plays a more and more important role in ensuring the safe and reliable operations of machines. Machine fault diagnosis includes three main steps: signal acquisition, feature extraction, and fault pattern recognition. Many signal-processing methods, including time domain, frequency domain, and time-frequency domain methods, are employed to analyze vibrational signals and extract fault features. Machine learning models are trained using the extracted features to conduct fault pattern recognition, such as random forest (RF) [8], support vector machines (SVMs) [9], artificial neural networks (ANNs) [10, 11], fuzzy inference, and other improved models [12, 13]

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