Abstract

Facial Micro-Expressions (MEs) are spontaneous, involuntary facial movements when a person experiences an emotion but deliberately or unconsciously attempts to conceal his or her genuine emotions. Recently, ME recognition has attracted increasing attention due to its potential applications such as clinical diagnosis, business negotiation, interrogations, and security. However, it is expensive to build large scale ME datasets, mainly due to the difficulty of inducing spontaneous MEs. This limits the application of deep learning techniques which require lots of training data. In this paper, we propose a simple, efficient yet robust descriptor called Extended Local Binary Patterns on Three Orthogonal Planes (ELBPTOP) for ME recognition. ELBPTOP consists of three complementary binary descriptors: LBPTOP and two novel ones Radial Difference LBPTOP (RDLBPTOP) and Angular Difference LBPTOP (ADLBPTOP), which explore the local second order information along the radial and angular directions contained in ME video sequences. ELBPTOP is a novel ME descriptor inspired by unique and subtle facial movements. It is computationally efficient and only marginally increases the cost of computing LBPTOP, yet is extremely effective for ME recognition. In addition, by firstly introducing Whitened Principal Component Analysis (WPCA) to ME recognition, we can further obtain more compact and discriminative feature representations, then achieve significantly computational savings. Extensive experimental evaluation on three popular spontaneous ME datasets SMIC, CASME II and SAMM show that our proposed ELBPTOP approach significantly outperforms the previous state-of-the-art on all three single evaluated datasets and achieves promising results on cross-database recognition.Our code will be made available.

Highlights

  • Facial Micro-Expressions (MEs) are spontaneous, involuntary facial movements when a person experiences an emotion but deliberately or unconsciously attempts to conceal his or her genuine emotions [1]–[3]

  • We provide extensive experimental evaluation on three popular spontaneous ME datasets CASME II, SMIC, and SAMM to test the effectiveness of the proposed approach, and find that our proposed ELBPTOP approach significantly outperforms previous state-ofthe-art on all three evaluated datasets

  • Following MEGC2019, all samples from CASME II and SAMM and SMIC are combined into a single composite database, and the original emotion classes are grouped into three main classes: negative, positive and surprise

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Summary

Introduction

Facial Micro-Expressions (MEs) are spontaneous, involuntary facial movements when a person experiences an emotion but deliberately or unconsciously attempts to conceal his or her genuine emotions [1]–[3]. Automatic facial ME analysis has attracted increasing attention of affective computing researchers and psychologists because of its potential applications such as clinical diagnosis, business negotiation, interrogations, and security [5], [6]. There are three main challenges in automatic ME analysis. A. MEs HAVE A VERY SHORT DURATION, LOCAL AND SUBTLE FACIAL MOVEMENTS Compared to ordinary facial expressions, the duration of a ME is usually very short, typically being no more than 500 ms [9]. MEs have other unique characteristics such as local and subtle facial movements [10]. Because of these unique characteristics, it is very difficult for human beings to recognize MEs

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