Abstract

Simple SummaryMore than 50% of breast cancer (BC) patients selected for neoadjuvant chemotherapy (NACT) are subjected to at least a 6-month regimen of this treatment without a clear benefit, probably delaying more effective therapeutic strategies and being exposed to potential treatment-associated toxicity. Thus, it is urgent to implement reliable predictive biomarkers, as well as novel treatments for NACT non-responder patients. This study validates that the HLA-DR level in cytotoxic T lymphocytes (CTLs) is an independent and robust predictive factor of BC patients’ response to NACT, as previously proposed. Hence, a predictive probability model of response was developed as a new tool to improve treatment decisions. HLA-DR level in CTLs also have a general prognostic value, which might be relevant for long-term BC management. In addition, our results suggest that increasing the expression of HLA-DR in CTLs of non-responders could be a promising therapeutic strategy to ameliorate BC response to NACT.Neoadjuvant chemotherapy (NACT) is common in breast cancer (BC) treatment, though more than half of the patients lack an effective response. Therefore, new predictive biomarkers and alternative therapies are crucial. Previously, we proposed HLA-DR-expressing cytotoxic T lymphocytes (CTLs) as a potential biomarker of the response to NACT. To validate this observation and further investigate these cells, 202 BC patients were enrolled. Flow cytometry analyses were performed in 61 biopsies and 41 blood samples pre-NACT and 100 non-NACT tumor samples. All the patients were followed up for 34 months. Blood-isolated immune cells were cultured with BC cell lines in a 3D system. We confirmed that HLA-DR level in CTLs is a highly sensitive, specific, and independent biomarker to predict response to NACT and developed a predictive probability model. This biomarker was also associated with progression-free survival, regardless of the treatment. The clinical observations are substantiated by the anti-tumor properties of HLA-DR-expressing CTLs. Intriguingly, HLA-DR level in CTLs can be modulated ex vivo, boosting their capacity to kill tumor cells synergistically with doxorubicin. Thus, HLA-DR expression in CTLs is a validated tool to select patients that will actually benefit from NACT, and its stimulation might be a novel therapeutic approach for BC.

Highlights

  • Breast cancer (BC) is the most frequent type of cancer in women worldwide, accounting for up to two million new cases per year [1]

  • In the pilot study with 30 breast cancer (BC) patients selected for neoadjuvant chemotherapy (NACT), that HLA-DR level in cytotoxic T lymphocytes (CTLs) was a putative predictive biomarker for the response to this treatment [9]

  • As in the first cohort, in this new cohort, the percentage of total CTLs in the biopsies was identical between NACT-responders and non-responders (Figure 2A), patients with response to NACT had higher expression of HLA-DR in intratumor CTLs when compared to NACT non-responders (p < 0.0001, Figure 2B and Figure S2)

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Summary

Introduction

Breast cancer (BC) is the most frequent type of cancer in women worldwide, accounting for up to two million new cases per year [1]. Early-stage disease has a high 5-year survival rate, with 99% for estrogen receptor positive (ER+) tumors, 94% for human epidermal growth factor receptor 2 (HER2+) overexpressing tumors, and 85% for triple negative breast cancer (TNBC) [2]. When the disease is in an advanced stage, the survival rate is lower, probably due to the lack of effective specific treatment options [2]. NACT is important in downstaging the tumor, allowing a breast-conserving surgery [3], approximately half of the patients do not respond to this treatment [4,5]. It is essential to find biomarkers of response to NACT, as well as alternative therapeutic options for non-responders

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