Abstract

The article presents an experimental study of an issue of whether the formation of arrays of Ge quantum dots on the Si(001) surface is an equilibrium process or it is kinetically controlled. We deposited Ge on Si(001) at the room temperature and explored crystallization of the disordered Ge film as a result of annealing at 600 °C. The experiment has demonstrated that the Ge/Si(001) film formed in the conditions of an isolated system consists of the standard patched wetting layer and large droplike clusters of Ge rather than of huts or domes which appear when a film is grown in a flux of Ge atoms arriving on its surface. We conclude that the growth of the pyramids appearing at temperatures greater than 600 °C is controlled by kinetics rather than thermodynamic equilibrium whereas the wetting layer is an equilibrium structure.PACS: Primary 68.37.Ef; 68.55.Ac; 68.65.Hb; 81.07.Ta; 81.16.Dn

Highlights

  • The issue of whether formation of arrays of Ge quantum dots on the Si(001) surface is an equilibrium driven or kinetically controlled process has not been solved since the very discovery of coherent GeSi and Ge islands by Eaglesham and Cerullo [1] and Mo et al [2]

  • Pyramid arrays emerge only as a result of a process requiring Ge atoms to flow on the surface. This experiment unambiguously demonstrates that at least the growth of the high-temperature pyramids appearing at temperatures greater than 600 °C is controlled by kinetics rather than evolution to thermodynamic equilibrium; equilibrium clusters are the oval ones

  • As a result of annealing at 600 °C, the disordered Ge film deposited at the room temperature on Si(001) transforms into the ordered 2 × 1 reconstructed Ge wetting layer

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Summary

Introduction

The issue of whether formation of arrays of Ge quantum dots on the Si(001) surface is an equilibrium driven or kinetically controlled process has not been solved since the very discovery of coherent GeSi and Ge islands by Eaglesham and Cerullo [1] and Mo et al [2]. Numerous articles supported the model of kinetically driven growth of Ge clusters whereas others gave theoretical and experimental evidences of the equilibrium nature of Ge quantum dot arrays We deposited Ge on Si(001) at the room temperature and explored crystallization of the disordered Ge film as a result of a thermal treatment. This experiment, originally conceived as purely technological, gave somewhat unexpected results. It demonstrated that the Ge/Si(001) film formed in the conditions of a closed system consists of the usual patched wetting layer (WL) and large droplike clusters of Ge rather than huts or domes which appear when a film is deposited in a flux of Ge

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