Abstract

Timely and accurate estimation of the area and distribution of crops is vital for food security. Optical remote sensing has been a key technique for acquiring crop area and conditions on regional to global scales, but great challenges arise due to frequent cloudy days in southern China. This makes optical remote sensing images usually unavailable. Synthetic aperture radar (SAR) could bridge this gap since it is less affected by clouds. The recent availability of Sentinel-1A (S1A) SAR imagery with a 12-day revisit period at a high spatial resolution of about 10 m makes it possible to fully utilize phenological information to improve early crop classification. In deep learning methods, one-dimensional convolutional neural networks (1D CNNs), long short-term memory recurrent neural networks (LSTM RNNs), and gated recurrent unit RNNs (GRU RNNs) have been shown to efficiently extract temporal features for classification tasks. However, due to the complexity of training, these three deep learning methods have been less used in early crop classification. In this work, we attempted to combine them with an incremental classification method to avoid the need for training optimal architectures and hyper-parameters for data from each time series. First, we trained 1D CNNs, LSTM RNNs, and GRU RNNs based on the full images’ time series to attain three classifiers with optimal architectures and hyper-parameters. Then, starting at the first time point, we performed an incremental classification process to train each classifier using all of the previous data, and obtained a classification network with all parameter values (including the hyper-parameters) at each time point. Finally, test accuracies of each time point were assessed for each crop type to determine the optimal time series length. A case study was conducted in Suixi and Leizhou counties of Zhanjiang City, China. To verify the effectiveness of this method, we also implemented the classic random forest (RF) approach. The results were as follows: (i) 1D CNNs achieved the highest Kappa coefficient (0.942) of the four classifiers, and the highest value (0.934) in the GRU RNNs time series was attained earlier than with other classifiers; (ii) all three deep learning methods and the RF achieved F measures above 0.900 before the end of growth seasons of banana, eucalyptus, second-season paddy rice, and sugarcane; while, the 1D CNN classifier was the only one that could obtain an F-measure above 0.900 for pineapple before harvest. All results indicated the effectiveness of the solution combining the deep learning models with the incremental classification approach for early crop classification. This method is expected to provide new perspectives for early mapping of croplands in cloudy areas.

Highlights

  • Crop-type information is important for food security due to its wide-ranging applicability, such as for yield estimates, crop rotation, and soil productivity [1,2]

  • We proposed to train 1D CNNs, LSTM recurrent neural networks (RNNs), and gate recurrent unit (GRU) RNNs based on full time series data during the growing season of the main crop in the study area

  • (iii) The backscatter coefficient curves of two-season paddy rice, sugarcane, and pineapple changed dramatically and intersected many times before September, and early identification of these three crop types was more difficult than identification of other crop types

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Summary

Introduction

Crop-type information is important for food security due to its wide-ranging applicability, such as for yield estimates, crop rotation, and soil productivity [1,2]. In the field of crop classification, optical data are useful to estimate the chemical contents of crops, e.g., chlorophyll and water [8], whereas synthetic aperture radar (SAR) backscatter is more sensitive to crop structure and field conditions [9]. The phenological evolution of each crop structure produces a unique temporal profile of the SAR backscattering coefficient [13,14]. In this way, multi-temporal SAR imagery is an efficient source of time series observations that can be used to monitor growing dynamics for crop classification [15,16]. Different classification tasks require different levels of temporal resolution in SAR data

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