Abstract

Modeling individual heterogeneity in capture probabilities has been one of the most challenging tasks in capture–recapture studies. Heterogeneity in capture probabilities can be modeled as a function of individual covariates, but correlation structure among capture occasions should be taking into account. A proposed generalized estimating equations (GEE) and generalized linear mixed modeling (GLMM) approaches can be used to estimate capture probabilities and population size for capture–recapture closed population models. An example is used for an illustrative application and for comparison with currently used methodology. A simulation study is also conducted to show the performance of the estimation procedures. Our simulation results show that the proposed quasi-likelihood based on GEE approach provides lower SE than partial likelihood based on either generalized linear models (GLM) or GLMM approaches for estimating population size in a closed capture–recapture experiment. Estimator performance is good if a large proportion of individuals are captured. For cases where only a small proportion of individuals are captured, the estimates become unstable, but the GEE approach outperforms the other methods.

Highlights

  • Many estimation methods have been developed for the analysis of closed population capture–recapture data

  • Individual heterogeneity and time dependence are fundamentally important in real-life applications of capture– recapture studies

  • We present a generalized estimating equations (GEE) approach that permits capture–recapture data analysis using individual covariates that accounts for heterogeneity in capture probabilities and for correlation among capture occasions

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Summary

Introduction

Many estimation methods have been developed for the analysis of closed population capture–recapture data. The most general capture– recapture closed population model, considered by Otis et al (1978) was denoted by Mtbh where (h) is used to denote inherent individual heterogeneity, (t) time effect, and (b) behavioral response to capture. We are interested in estimating the population size and SE of a submodel of the type Mh, where individual heterogeneity can be modeled as a function of covariates. Development of capture–recapture models dealing with individual heterogeneity in capture probabilities has been one of the most challenging tasks. Link (2003) showed that without strong assumptions on the underlying distribution, estimates of population size under model Mh are fundamentally nonidentifiable

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