Abstract

Soil moisture is vital for the crop growth and directly affects the crop yield. The conventional synthetic aperture radar (SAR) based soil moisture monitoring is often influenced by vegetation cover and surface roughness. The machine-learning methods are not constrained by physical parameters and have high nonlinear fitting capabilities. In this study, machine-learning methods were applied to estimate soil moisture over winter wheat fields during its growing season. RADARSAT-2 data with quad polarizations and 240 sample plots in the study area were acquired and collected, respectively. In addition to the four linear polarization channels, polarimetric decomposition parameters were extracted to expand the SAR feature space. Three advanced machine-learning models were selected and compared, which were support vector regression, random forests (RF), and gradient boosting regression tree. To improve the performances of the models, three feature-selection methods were compared, which were based on Pearson correlation, support vector machine recursive feature elimination, and RF, respectively. The coefficient of determination ( <italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">R</i> <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">2</sup> ) and root-mean-square error (RMSE) were used to compare and assess the performances of those models. The results revealed that polarimetric decomposition parameters were effective in estimating soil moisture, and RF model obtained the highest prediction accuracy (training set: RMSE = 2.44 vol.% and <italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">R</i> <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">2</sup> = 0.94; and validation set: RMSE = 4.03 vol.%, and <italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">R</i> <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">2</sup> = 0.79). This study finally concluded that using polarimetric decomposition parameters combined with machine-learning and feature-selection methods could effectively estimate soil moisture at a high accuracy, which helps monitor soil moisture across the agricultural field during its growing season.

Highlights

  • I N THE earth ecosystem, soil moisture is an important part of the land surface water cycle, which directly affects surface runoff and water energy exchange between the atmosphere and surface [1]–[4]

  • Evaluating the performance of three proposed machine-learning models, SVR, random forests (RF), and gradient boosting regression tree (GBRT) combined with three feature-selection methods [based on Pearson correlation coefficient, support vector machine recursive feature elimination (SVM-RFE), and RF], in soil moisture estimation

  • The potential of machine learning combined with the polarization decomposition parameters in soil moisture content (SMC) estimation was evaluated

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Summary

Introduction

I N THE earth ecosystem, soil moisture is an important part of the land surface water cycle, which directly affects surface runoff and water energy exchange between the atmosphere and surface [1]–[4]. Soil moisture is a crucial part of soil fertility and an important factor affecting the crop growth and development, and an early warning information of crops drought disaster [5], [6]. It is widely used in crop growth modeling and yield forecast [7]. Compared with optical remote sensing, microwave remote sensing has stronger penetrability, which enables it to penetrate vegetation, soil, and other surface covers. Because the polarimetric SAR data can provide multiple polarizations information, it can be used to estimate soil moisture over bare soil surface and over vegetation cover area [14]. Hajnsek et al [8] first investigated the potential of soil moisture

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