Abstract

The emergence of rice panicle substantially changes the spectral reflectance of rice canopy and, as a result, decreases the accuracy of leaf area index (LAI) that was derived from vegetation indices (VIs). From a four-year field experiment with using rice varieties, nitrogen (N) rates, and planting densities, the spectral reflectance characteristics of panicles and the changes in canopy reflectance after panicle removal were investigated. A rice “panicle line”—graphical relationship between red-edge and near-infrared bands was constructed by using the near-infrared and red-edge spectral reflectance of rice panicles. Subsequently, a panicle-adjusted renormalized difference vegetation index (PRDVI) that was based on the “panicle line” and the renormalized difference vegetation index (RDVI) was developed to reduce the effects of rice panicles and background. The results showed that the effects of rice panicles on canopy reflectance were concentrated in the visible region and the near-infrared region. The red band (670 nm) was the most affected by panicles, while the red-edge bands (720–740 nm) were less affected. In addition, a combination of near-infrared and red-edge bands was for the one that best predicted LAI, and the difference vegetation index (DI) (976, 733) performed the best, although it had relatively low estimation accuracy (R2 = 0.60, RMSE = 1.41 m2/m2). From these findings, correcting the near-infrared band in the RDVI by the panicle adjustment factor (θ) developed the PRDVI, which was obtained while using the “panicle line”, and the less-affected red-edge band replaced the red band. Verification data from an unmanned aerial vehicle (UAV) showed that the PRDVI could minimize the panicle and background influence and was more sensitive to LAI (R2 = 0.77; RMSE = 1.01 m2/m2) than other VIs during the post-heading stage. Moreover, of all the assessed VIs, the PRDVI yielded the highest R2 (0.71) over the entire growth period, with an RMSE of 1.31 (m2/m2). These results suggest that the PRDVI is an efficient and suitable LAI estimation index.

Highlights

  • The leaf area index (LAI) is a major biophysical parameter that is used to determine the vegetation canopy structure and population characteristics [1], and it is a key biophysical variable in vegetation photosynthesis, transpiration, respiration, and the carbon cycle [2,3]

  • The results show that LAI estimation accuracy in some vegetation indices (VIs) (DI, soil adjusted vegetation index (SAVI), renormalized difference vegetation index (RDVI), MTVI2, triangular vegetation index (TVI), enhanced vegetation index (EVI), optimized SAVI (OSAVI)) improved when using Rcanopy without panicles, within marked improvements in SAVI, RDVI, MTVI2, and TVI

  • The panicle-adjusted renormalized difference vegetation index (PRDVI) uses the an average of a wide spectral range, which may result in the loss of key information being available in a particular narrow band, it avoids errors that are caused by a difference of the OBCs of narrow-band VIs with different data sets, and the results of the present study show that LAI estimation accuracies of narrow-band VIs were not higher than those of the broad-band vegetation index PRDVI

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Summary

Introduction

The leaf area index (LAI) is a major biophysical parameter that is used to determine the vegetation canopy structure and population characteristics [1], and it is a key biophysical variable in vegetation photosynthesis, transpiration, respiration, and the carbon cycle [2,3]. Jordan [10] first proposed the difference vegetation index (DI) and the ratio vegetation index (SR) for the rapid estimation of LAI. Due to the nonlinear relationship between the normalized difference vegetation index (NDVI) and LAI for dense vegetation canopy [13], Roujean and Breon [14] and Chen [15] proposed the renormalized difference vegetation index (RDVI) and the modified simple ratio (MSR) to minimize the saturation effect

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