Estimating canopy height change using machine learning by coupling WorldView-2 stereo imagery with Landsat-7 data

Abstract

ABSTRACT Canopy height change (CHC) is one of the key characteristics of forest dynamics, associated with the fluctuations in forest above-ground biomass and carbon stocks. Field measurements and Airborne Laser Scanning (ALS) point clouds can be used to detect CHC; however, they have limited availability in space and time, making it challenging to map CHC over large areas. Alternatively, very high-resolution (VHR) satellite stereo imagery plays an increasingly vital role in estimating fine-scaled digital surface models (DSMs) across landscapes. However, its capability and potential to estimate canopy height model (CHM) and CHC has not been widely explored. Using ALS-derived CHM in 2011 and 2015 and the four-year CHC as references, we evaluated stereo-based CHM and CHC from WorldView-2 over five woody parks in Columbus, Ohio, USA. We also integrated stereo-based CHM with vegetation indices from Landsat 7 to improve CHM and CHC estimation with machine learning methods. Our results showed that VHR stereo imagery captured similar spatial patterns of CHM with ALS data but significantly overestimated CHM. Moreover, the ALS-derived CHC ranged from 1.6±1.9 m (mean ± standard deviation) to 3.1±1.2 m, as compared to from -1.3±0.7 m to 1.1±1.7 m for stereo-based CHC, indicating the limitation of CHC estimation by stereo imagery alone. Among six widely used machine learning methods, Gradient Boosting Regression method provided the most reliable estimates of CHM, with a correlation coefficient R of 0.64 and a root-mean-square error (RMSE) of 3.1 m (11.1%). Stereo-based CHM and vegetation indices explained more than 70% of CHM variability, substantially improving the estimation of 4-year CHC. Our results suggested that VHR stereo imagery alone has limitations in estimating CHM and CHC. The combination of remote-sensing structural (stereo-based CHM) and spectral (vegetation indices) information improves the CHM and CHC estimations.