Abstract

This paper proposes a joint energy efficiency (EE) and spectrum efficiency (SE) tradeoff analysis as a multi-objective optimization problem (MOP) in the uplink of multi-user multi-carrier two-tier orthogonal frequency division multiplexing access heterogeneous networks subject to users’ maximum transmission power and minimum rate constraints. The proposed MOP is modeled such that the network providers can dynamically tune the tradeoff parameters to switch between different communication scenarios with diverse design requirements. In order to find its Pareto optimal solution, the MOP is transformed, using a weighted sum method, into a single-objective optimization problem (SOP), which itself can further be transformed from a fractional form, by exploiting fractional programming, into a subtractive form. Since the formulated SOP is hard to solve due to the combinatorial channel allocation indicators, we reformulate the SOP into a better tractable problem by relaxing the combinatorial indicators using the idea of time-sharing. We then prove that this reformulated SOP is strictly quasi-concave with respect to the transmission power and the subcarrier allocation indicator. We then propose an iterative two-layer distributed framework to achieve an upper bound Pareto optimal solution of the original proposed MOP. The numerical simulations demonstrate the effectiveness of our proposed two-layer framework achieving an upper bound Pareto optimal solution, which is very close to an optimal solution, with fast convergence, lower and acceptable polynomial complexity, and balanced EE–SE tradeoff.

Highlights

  • The heterogeneous networks (HetNets) include low-power overlaid base stations ‘BSs’(or small cells, e.g., microcells, picocells, and femtocells) within the macrocell geographical area, deployed by either users or network operators who share the same spectrum with the macrocells [1]–[3]

  • We provide a formulation of an multi-objective optimization problem (MOP) framework for joint power allocation and subcarrier assignment for EE-spectrum efficiency (SE) tradeoff under maximum transmission power constraints when satisfying a rate QoS requirement in two-tier HetNets

  • The maximum transmission power of users considered in the simulation vary from 200mW to 500mW, whereas the value of circuit power of users is set fixed to PC = 100mW

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Summary

Introduction

The heterogeneous networks (HetNets) include low-power overlaid base stations ‘BSs’(or small cells, e.g., microcells, picocells, and femtocells) within the macrocell geographical area, deployed by either users or network operators who share the same spectrum with the macrocells [1]–[3]. HetNets aim at achieving high data rates with low powers while satisfying the users’ quality-ofservice constraints (in terms of minimum-rate requirements) by offloading the users with low signal-to-interference-plusnoise-ratios (SINR) from macrocells to the pico BSs. The deployment of small cells has a great potential to improve the spatial reuse of radio resources and to enhance the transmit power efficiency [5], and in turn, the energy efficiency (EE) of the network. The motivation behind considering EE as the performance metric arises due to the current energy cost payable by operators for running their access networks as a significant factor of their operational expenditures (OPEX) [7]. It is known that most of EE gains are achieved with sacrifices in spectrum efficiency (SE) [8]

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