Energy and Spectral Efficiency Tradeoff via Rate Splitting and Common Beamforming Coordination in Multicell Networks

Abstract

Rate splitting (RS) has the potential to significantly enhance both energy efficiency (EE) and spectral efficiency (SE) of wireless networks. In this paper, we propose joint design of the beamforming and rate allocation to maximize both EE and SE of a downlink multicell multiple-input single-output (MISO) system with rate splitting and common beamforming coordination (RS-CBC). This design problem is formulated as a non-convex quadratically-constrained multi-objective optimization problem (MOOP). By investigating the quasi-concavity relationship between EE and SE, the formulated MOOP is transformed into a single-objective optimization problem (SOOP) to offer a tradeoff between EE and SE by maximizing EE in any achievable SE region. A series of transformations are then applied to make the SOOP tractable, after which an efficient iterative algorithm based on successive convex approximation (SCA) is proposed to solve the problem. Simulation results demonstrate the effectiveness of the proposed algorithm and unveil interesting tradeoffs between EE and SE under different parameter settings.