Energy and spectral efficiency of secure massive MIMO downlink systems

Abstract

Spectral efficiency, energy efficiency, and security are cornerstones for the upcoming 5G systems. In this study, the issue of how the energy and spectral efficiency of multiuser massive multiple-input multiple-output (Ma-MIMO) systems are affected in the presence of a secrecy constraint is addressed. The performance of the two most prominent linear precoding techniques, the matched filter (MF) and zero-forcing (ZF) precoders, for secure downlink multiuser Ma-MIMO in the presence of multi-antenna passive eavesdropper is investigated. The authors consider three performance metrics, namely, the achievable ergodic secrecy rate, the secrecy spectral efficiency (SSE), and the secrecy energy efficiency (SEE), assuming perfect and imperfect channel state information. The tradeoff between SSE and SEE is also studied. Moreover, the authors derive tight lower bounds on the achievable ergodic secrecy rate for MF and ZF precoding techniques. The derived lower bounds provide insights on the tradeoff between the SSE and SEE. It is shown that ZF precoder outperforms MF precoder at high transmit power, whereas at very low transmit power, MF outperforms ZF. Moreover, it is shown that using large number of transmit antennas can improve the SSE and the SEE with orders of magnitude compared to a single-input single-output system.