Abstract

Scientific determination of energy and environmental efficiency and productivity is the key foundation of green development policy-making. The hyperbolic distance function (HDF) model can deal with both desirable output and undesirable output asymmetrically, and measure efficiency from the perspective of “increasing production and reducing pollution”. In this paper, a nonparametric linear estimation method of an HDF model including uncontrollable index and undesirable output is proposed. Under the framework of global reference, the changes of energy environmental efficiency and productivity and their factorization of 107 resource-based cities in China from 2003 to 2018 are calculated and analyzed. With the classification of resource-based cities by resource dependence (RD) and region, we discuss the feature in green development quality of those cities. The results show that: (1) On the whole, the average annual growth rate of energy and environmental productivity of resource-based cities in China is 2.6%, which is mainly due to technological changes. The backward of relative technological efficiency hinders the further growth of productivity, while the scale diseconomy is the main reason for the backward of relative technological efficiency. (2) For the classification of RD, the energy and environmental efficiency of the high-dependent group are significantly lower than the other two, and the growth of productivity of the medium-dependent group is the highest. (3) In terms of classification by region, the energy and environmental efficiency of the eastern region is the highest, and that of the middle and western regions is not as good as that of the eastern and northeastern regions. The middle region shows the situation of “middle collapse” in both static efficiency and dynamic productivity change, and the main reason for its low productivity growth is the retreat of relatively pure technical efficiency. This conclusion provides practical reference for the classification and implementation of regional energy and environmental policies.

Highlights

  • With the shortage of energy and the increasingly severe environmental pollution in China, the issue of green development has aroused a growing attention from scholars

  • This paper focuses on the cities based on exhaustible resources, selecting non-forest prefecture-level cities from the list, excluding the two special resource cities of Zigong (Salt) and Jingdezhen (Ceramics) and another city Bijie; 107 resource-based cities are identified as the subject investigated

  • Further research found that the relative technological efficiency of resource-based cities even deteriorated; far from keeping up with the pace of technological progress, and ineffective scale expansion, low technological application levels and resource and environmental management capabilities are the main reasons for relative technological efficiency regressions

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Summary

Introduction

With the shortage of energy and the increasingly severe environmental pollution in China, the issue of green development has aroused a growing attention from scholars. The key lies in improving energy and environmental productivity, consuming less energy and discharging lower level pollutants as much as possible to achieve higher economic growth In this context, scientifically measuring the energy environmental efficiency and productivity of resource-based cities, and exploring the linkages between energy consumption, economic output, and negative environmental impacts is of great significance to practice the transformation of green development mode, promote the sustainable development of resource-based cities, and encourage high-quality economic development. Evaluated the performance of China’s energy, environmental, and economic efficiency and its productivity growth therein from 2002 to 2011 by a developed slack-based measure based on global data envelopment analysis. In this paper, in order to measure the energy environmental efficiency and productivity changes scientifically and accurately, we propose a nonparametric linear estimation method of HDF model including uncontrollable index and undesirable output.

HDF Model with Environmental Technology
HDF for Energy Environmental Efficiency
An Improved Non-Parameters Approach for Estimating HDF
Efficiency and Malmquist Index within Global Reference
Subject Investigated
Data Sources and Description
Dividing Resource-Based Cites by RD
Using FAI to Represent RD
Difference by RD
Difference by Region
Overall EEPC
EEPC for Classification
Findings
Conclusions and Enlightenment
Full Text
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