Abstract

Increasing flood risks in Thailand are leading to new challenges for flood management and subsequently for livelihoods, which are still significantly agricultural. Policy makers prefer building flood protection infrastructure over utilizing non-structural measures like urban planning regulations to mitigate risks. We argue that unplanned urbanization intensifies flood risks and livelihood vulnerability and may even create new poverty patterns in peri-urban areas. However, urbanization can also strengthen the adaptive capacity of people in flood risk areas by providing more secure employment opportunities. We assess the livelihood vulnerability of Pra Lab, a peri-urban area of Khon Kaen City in Northeast Thailand, using a qualitative and quantitative analysis. The study relies on a vulnerability index developed from a household survey and rainfall statistics, complemented by household in-depth interviews. We further identified factors of unplanned urbanization in Khon Kaen City and Pra Lab through interviews with relevant local government offices. Our findings show that Pra Lab’s household livelihoods are moderately vulnerable to flood due to high financial (i.e., income, debts) and physical vulnerability (i.e., housing, urban systems, infrastructure). Major factors of unplanned urbanization that contribute to flood risks are lack of land use regulations, inefficient monitoring of land and house elevations, reduced pervious surfaces, ineffective water governance and insufficient wastewater treatment.

Highlights

  • Khon Kaen City (KKC), a secondary city in Northeast Thailand, has rapidly urbanized over the past 20 years without an effective and ecologically sound development plan

  • We argue that the outcomes of unplanned urbanization contribute to the magnitude of floods and to the impact on livelihoods, in flood risk and peri-urban areas

  • The overall livelihood vulnerability (LVI) for Pra Lab communities had a value of 0.375 (0 = least vulnerable; 1 = most vulnerable), which means that Pra Lab is moderately vulnerable to the impact of flood

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Summary

Introduction

Khon Kaen City (KKC), a secondary city in Northeast Thailand, has rapidly urbanized over the past 20 years without an effective and ecologically sound development plan. As the city’s margins have expanded into nearby rural areas, people’s livelihoods have shifted [1]. National Economic and Social Development Plans (NESDP) fostered economic growth and regional integration in secondary cities, driving KKC’s urban growth [2]. KKC as an important logistical and economic hub of the region [3]. Urban growth in KKC occurred widely unregulated; the lack of land use regulations for over ten years led to vast land conversions [4], which caused a change in the city’s physical infrastructure and reduced essential ecological buffers. Pervious surfaces have gradually diminished and new infrastructure has blocked the natural floodway

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