Abstract

Background: Venous thromboembolism (VTE) causes significant mortality and morbidity in hospitalised patients. In England, reporting the percentage of patients with a VTE risk assessment is mandated, but this does not include whether that risk assessment resulted in appropriate prescribing. Full guideline compliance (defined as an assessment and an appropriate action) is rarely reported. Education, audit and feedback enhance guideline compliance but electronic prescribing systems (EPS) can mandate guideline-compliant actions. We hypothesised that EPS-based interventions would increase full VTE guideline compliance more than other interventions. Methods: All admitted patients within University Hospitals Birmingham NHS Foundation Trust were included for analysis between 2011-2020. The proportion of patients who received a fully compliant risk assessment with the recommended action (prophylaxis or not, depending on the risk score) was assessed over time. Interventions included face-to-face feedback based on measured performance (an individual approach) and mandatory risk assessment and prescribing rules into an EPS (a systems approach). Findings: Data from all 235,005 admissions and all 5503 prescribers were included in the analysis. Face-to-face feedback gradually improved full VTE guideline concordance from 70% to 77% (p=<0.001). Changes to the EPS to mandate assessment with prescribing rules increased full VTE compliance to 95% (p=<0.001). Further amendments to the EPS system to reduce erroneous VTE assessments slightly reduced full compliance to 92% (p<0.001), but this was then maintained during two changes to the low molecular weight heparin drug used for VTE prophylaxis. Interpretation: While both feedback and a rules-based EPS intervention improved guideline-compliant VTE management, a systems approach was more effective and benefits were sustained even during changes to formulary drugs. Non-compliance (an assessment without appropriate action or no assessment) was not eradicated despite this mandated system. Further work is needed to understand this and to ensure software changes enhance full guideline compliance. Funding Statement: This work was supported by PIONEER, the Health Data Research Hub in acute care and the HDR-UK Better Care programme. Declaration of Interests: S Gallier, P Nightingale, T Pankhurst, I Woolhouse, MA Berry, M Garrick report no conflicts of interest. S Ball reports funding support from the HDRUK. E Sapey reports funding support from HDRUK, MRC, Wellcome Trust, NIHR, Alpha 1 Foundation, EPSRC and British Lung Foundation. All other authors have nothing to declare. Ethics Approval Statement: This research was conducted under the ethical approvals of PIONEER, a Health data research hub in acute care (East Midlands – Derby Research ethics committee, reference 20/EM/0158).

Highlights

  • Hospital Acquired Thromboembolism (HAT) is defined as a venous thromboembolic event (VTE) (a deep vein thrombosis (DVT) and/or pulmonary embolus (PE)) which was not present on admission but diagnosed within hospital or within 90 days of hospital discharge[1]

  • This reporting is nationally mandated with each acute care hospital providing the number of adults admitted each month who have had a Venous thromboembolism (VTE) risk assessment and the number of adults admitted in total, with specific groups of patients excluded from this analysis[10]

  • A recent National Health Service report suggests that the majority of acute hospitals in England are meeting the target of 95% of patients having a VTE risk assessment[11]

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Summary

Background

Venous thromboembolism (VTE) causes significant mortality and morbidity in hospitalised patients. In England, reporting the percentage of patients with a completed VTE risk assessment is mandated, but this does not include whether that risk assessment resulted in appropriate prescribing. Full guideline compliance, defined as an assessment which led to an appropriate action - here prescribing prophylactic low molecular weight heparin where indicated, is rarely reported. Audit and feedback enhance guideline compliance but electronic prescribing systems(EPS) can mandate guideline-compliant actions. We hypothesised that a systems-based EPS intervention (prescribing rules which mandate approval or rejection of a proposed prescription of prophylactic low molecular weight heparin based on the mandated VTE assessment) would increase full VTE guideline compliance more than interventions which focused on targeting individuals

Methods
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