Abstract

BackgroundA classical approach to produce interscalene brachial plexus block (ISBPB) consistently spares the posterior aspect of the shoulder and ulnar sides of the elbow, forearm, and hand, which are innervated by the lower trunk of the brachial plexus (C8–T1). As an alternative to the classical approach, a caudal approach to ISBPB successfully produces anesthesia of the ulnar sides of the elbow, forearm, and hand. However, its beneficial effects on anesthesia in the posterior aspect of the shoulder have not been investigated. In addition, the C8 nerve root is not routinely selectively blocked during ISBPB. Therefore, we will compare the C5 to C7 and C5 to C8 nerve root blocks during a caudal approach to ISBPB to assess the clinical benefit of C8 nerve blocks for the surgical anesthesia of the posterior aspect of the shoulder.Methods/designIn this prospective parallel-group single-blind randomized controlled trial, 74 patients scheduled to undergo arthroscopic shoulder surgery under ISBPB are randomly allocated to receive the C5 to C7 or C5 to C8 nerve root block at a 1:1 ratio. The primary outcome is pain intensity, which is rated as 0 (no pain), 1 (mild pain), or 2 (severe pain), during the introduction of a posterior portal into the glenohumeral joint. The secondary outcomes are (1) the extent of the ipsilateral sensory, motor, hemidiaphragmatic, and stellate ganglion blockade, (2) changes in the results of a pulmonary function test, (3) incidence of complications related to ISBPB, (4) postoperative numerical pain rating scale scores, (5) patients’ satisfaction with the ISBPB, (6) dose and frequency of analgesic use, and (7) incidence of conversion to general anesthesia.DiscussionThis study is the first to evaluate the beneficial effects of the C8 nerve root block during ISBPB, which has rarely been performed due to the technical challenge in visualizing and blocking the C8 nerve root. It is expected that a C8 nerve root block performed during ISBPB will provide sufficient surgical anesthesia of the posterior aspect of the shoulder, which cannot be achieved by a classical approach to ISBPB.Trial registrationClicnicalTrials.gov, NCT03487874. Registered on 4 April 2018.

Highlights

  • A classical approach to produce interscalene brachial plexus block (ISBPB) consistently spares the posterior aspect of the shoulder and ulnar sides of the elbow, forearm, and hand, which are innervated by the lower trunk of the brachial plexus (C8–T1)

  • This study is the first to evaluate the beneficial effects of the C8 nerve root block during ISBPB, which has rarely been performed due to the technical challenge in visualizing and blocking the C8 nerve root

  • It is expected that a C8 nerve root block performed during ISBPB will provide sufficient surgical anesthesia of the posterior aspect of the shoulder, which cannot be achieved by a classical approach to ISBPB

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Summary

Discussion

The two main side effects of ISBPB, which are ipsilateral hemidiaphragmatic paresis or paralysis and stellate ganglion blockade, do not have clinical significance because their symptoms, such as dyspnea, ptosis, facial flushing, or nasal stuffiness, are usually not noticed and do not cause significant discomfort in healthy patients [2, 28]. According to Keegan and Garrett’s dermatome map, the posterior aspect of the shoulder is innervated by the C8 nerve root, which is not blocked by ISBPB [10, 11]. To obtain a view of the individual C5 and C6 nerve roots, we obliquely rotate the medial side of the ultrasonography transducer cephalad, which does not require a new skin puncture In this way, local anesthetic can be placed around each nerve root. We expect to determine the quantitative differences between the two techniques This is the first randomized controlled trial to investigate whether a C8 block during ISBPB is effective in reducing pain intensity upon an insertion of a posterior portal into the posterior aspect of the shoulder.

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