Abstract

An important contribution of the thalamus to the transition from wakefulness to sleep is a consistent finding in animal studies. In humans, only little is currently known about the specific role of the thalamus in regulating wake-sleep transitions. Although changes in thalamic blood flow and activity have been reported, the underlying molecular mechanisms have not been investigated. Knowledge about neurotransmitter changes at the wake-to-sleep transition would be indispensable for a better translation of basic animal research findings to humans. Here, we start to fill this important scientific gap. More specifically, we benefit from recent advances in magnetic resonance (MR) spectroscopy, which allow for the non-invasive, local-specific and high-quality detection of naturally occurring metabolite changes in the human brain. We demonstrate in nine young adults able to produce consolidated sleep in the MR spectroscopy scanner, a specific decrease in thalamic glutamate concentration from wakefulness to stage N2 sleep. The magnitude of this decrease was highly correlated with individual N2 sleep duration. When five participants of the original experiment were kept awake in a separate control condition, no decrease in thalamic glutamate levels occurred. The study highlights for the first time in humans that dynamic changes in distinct brain metabolites can be reliably detected at the transition from waking to sleep. The reported methodology to simultaneously acquire functional MR spectroscopy data and neurophysiological signals offers great potential for investigating the molecular mechanisms underlying the transition between and the maintenance of sleep and wake states in humans.

Highlights

  • Brain neuronal activity and metabolism are fundamentally different in wakefulness and sleep, in thalamic and cortical networks

  • Consistent with this notion, early positron emission tomography studies in humans revealed that the strongest reduction in regional cerebral blood flow occurred in the thalamus when slow wave sleep was compared to wakefulness (Maquet et al, 1997)

  • More recent functional magnetic resonance imaging (MRI) studies confirmed decreased thalamic activity inferred from arterial spin labeling in NREM sleep when compared to waking (Tüshaus et al, 2017)

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Summary

Introduction

Brain neuronal activity and metabolism are fundamentally different in wakefulness and sleep, in thalamic and cortical networks (for reviews, see e.g., McCormick and Bal, 1997; Vantomme et al, 2019). The thalamus and the surrounding thalamic reticular nucleus are thought to make strong contributions to the generation mechanisms of the slow oscillation, delta waves and sleep spindles, which are the EEG hallmarks of NREM sleep in animals and humans (Crunelli et al, 2018; Vantomme et al, 2019). Consistent with this notion, early positron emission tomography studies in humans revealed that the strongest reduction in regional cerebral blood flow (rCBF) occurred in the thalamus when slow wave sleep was compared to wakefulness (Maquet et al, 1997). The molecular mechanisms controlling the thalamic neuronal firing patterns in wake and sleep states are virtually unknown

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