Duality, Gauge Symmetries, Renormalization Groups and the BKT Transition

Abstract

In this chapter, I will briefly review, from my own perspective, the situation within theoretical physics at the beginning of the 1970s, and the advances that played an important role in providing a solid theoretical and experimental foundation for the Berezinskii–Kosterlitz–Thouless theory (BKT). Over this period, it became clear that the Abelian gauge symmetry of the 2D-XY model had to be preserved to get the right phase structure of the model. In previous analyses, this symmetry was broken when using low order calculational approximations. Duality transformations at that time for two-dimensional models with compact gauge symmetries were introduced by Jose, Kadanoff, Nelson and Kirkpatrick (JKKN). Their goal was to analyze the phase structure and excitations of XY and related models, including symmetry breaking fields which are experimentally important. In a separate context, Migdal had earlier developed an approximate Renormalization Group (RG) algorithm to implement Wilson’s RG for lattice gauge theories. Although Migdal’s RG approach, later extended by Kadanoff, did not produce a true phase transition for the XY model, it almost did asymptotically in terms of a non-perturbative expansion in the coupling constant with an essential singularity. Using these advances, including work done on instantons (vortices), JKKN analyzed the behavior of the spin–spin correlation functions of the 2D XY-model in terms of an expansion in temperature and vortex-pair fugacity. Their analysis led to a perturbative derivation of RG equations for the XY model which are the same as those first derived by Kosterlitz for the two-dimensional Coulomb gas. JKKN’s results gave a theoretical formulation foundation and justification for BKT’s sound physical assumptions and for the validity of their calculational approximations that were, in principle, strictly valid only at very low temperatures, away from the critical TBKT temperature. The theoretical predictions were soon tested successfully against experimental results on superfluid helium films. The success of the BKT theory also gave one of the first quantitative proofs of the validity of the RG theory.