Abstract

BackgroundAchieving development outcomes requires the inclusion of marginalised populations that have the least opportunity to participate in and benefit from development. Slum dwellers often see little of the ‘urban advantage’, suffering more from infectious diseases, increasing food costs, poor access to education and health care, inadequate water and sanitation, and informal employment. A recent Cochrane Review of the impact of slum upgrading strategies found a dearth of unbiased studies, making it difficult to draw firm conclusions. The Review calls for greater use of process data, and qualitative alongside quantitative methods of evaluation. India is a lower middle income nation with large gender disparities and around 65 million slum inhabitants. The Asha Community Health and Development Society, a non-governmental organisation based in Delhi, has delivered a multi-sectoral program across 71 slums since 1988. This article reports on a mixed-method study to document measureable health and social impacts, along with Asha’s ethos and processes.MethodsSeveral observational visits were made to 12 Asha slums where informal discussions were had with staff and residents (n = 50). Asha data records were analysed for change over time (and differences with greater Delhi) in selected indicators (maternal-child health, education, child sex ratio) using descriptive statistics. 34 semi-structured individual/small group interviews and 14 focus group discussions were held with staff, residents, volunteers, elected officials, civil servants, bankers, diplomats, school principals, slumlords and loan recipients (n = 147).ResultsKey indicators of health and social equity improved over time and compared favourably with those for greater Delhi. The Asha model emphasises rights, responsibilities, equity and non-violence. It employs strategies characterised by long-term involvement, systematic protocols and monitoring, development of civil society (especially women’s and children’s groups) to advocate for rights under the law, and links with foreign volunteers and fund-raisers. Stakeholders agreed that changes in community norms and living conditions were at least partly attributable to the Asha model.ConclusionsWhile lacking a control group or complete baseline data, evidence suggested substantial improvements in slum conditions and social equity. The Asha model offers some lessons for slum (and broader) development.

Highlights

  • Achieving development outcomes requires the inclusion of marginalised populations that have the least opportunity to participate in and benefit from development

  • asha community health and development society (Asha)-led advocacy persuaded the Government of Delhi to authorise on-site slum renovation with land title in two slums, and relocation with land rights for a community removed during construction for the 2010 Commonwealth Games

  • The natural sex ratio reported in Asha slums may be the most powerful proxy for social change, as it suggests an optimism that girls will participate actively in economic and social spheres

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Summary

Introduction

Achieving development outcomes requires the inclusion of marginalised populations that have the least opportunity to participate in and benefit from development. India is a lower middle income nation with large gender disparities and around 65 million slum inhabitants. This article reports on a mixed-method study to document measureable health and social impacts, along with Asha’s ethos and processes. India’s move in 2008 to lower middle-income status masks the fact that, in 2010, 32.7 % of its population lived on less than US $1.25 per day [1]. 954), a gap that expanded since the 2001 Census (927 girls) [3]. Another inequality marker is slum proliferation, with about 65 million living in slums, defined as areas officially denoted as such, or a congested area with an ‘unhygienic environment ..., inadequate infrastructure and lacking in proper sanitary and drinking water facilities’ [4]

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