Abstract

BackgroundRandom forests have often been claimed to uncover interaction effects. However, if and how interaction effects can be differentiated from marginal effects remains unclear. In extensive simulation studies, we investigate whether random forest variable importance measures capture or detect gene-gene interactions. With capturing interactions, we define the ability to identify a variable that acts through an interaction with another one, while detection is the ability to identify an interaction effect as such.ResultsOf the single importance measures, the Gini importance captured interaction effects in most of the simulated scenarios, however, they were masked by marginal effects in other variables. With the permutation importance, the proportion of captured interactions was lower in all cases. Pairwise importance measures performed about equal, with a slight advantage for the joint variable importance method. However, the overall fraction of detected interactions was low. In almost all scenarios the detection fraction in a model with only marginal effects was larger than in a model with an interaction effect only.ConclusionsRandom forests are generally capable of capturing gene-gene interactions, but current variable importance measures are unable to detect them as interactions. In most of the cases, interactions are masked by marginal effects and interactions cannot be differentiated from marginal effects. Consequently, caution is warranted when claiming that random forests uncover interactions.Electronic supplementary materialThe online version of this article (doi:10.1186/s12859-016-0995-8) contains supplementary material, which is available to authorized users.

Highlights

  • Random forests have often been claimed to uncover interaction effects

  • When the minor allele frequencies (MAF) of the interacting single nucleotide polymorphisms (SNPs) was increased (Fig. 3b), the capture fraction was higher for both importance measures and all interaction models, except for permutation importance and the Redundant model, where the interacting SNPs were almost never ranked in the top 10 SNPs

  • We conclude that random forests are generally capable of capturing SNP-SNP interactions, but current variable importance measures are unable to detect them

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Summary

Introduction

Random forests have often been claimed to uncover interaction effects. if and how interaction effects can be differentiated from marginal effects remains unclear. Random forests have often been claimed to uncover interaction effects [1,2,3,4,5,6,7,8]. This is deduced from the recursive structure of trees, which generally enables them to take dependencies into account in a hierarchical manner.

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