DNN-Aided Codebook Based Beamforming for FDD Millimeter-Wave Massive MIMO Systems Under Multipath

Abstract

In this paper, we propose a deep neural network (DNN) aided codebook based beamforming scheme for frequency-division-duplex (FDD) millimeter-Wave (mmWave) massive multiple-input multiple-output (MIMO) systems under multipath. Different from the time-division-duplex (TDD) systems, for FDD systems the reciprocity between the down-link (DL) and up-link (UL) channel state information (CSI) does not hold in general, requiring an extra CSI feedback stage. Based on the previous theoretical analysis and measurements, however, partial reciprocities, including the spatial directional angles and number of propagation paths, do exist for FDD mmWave systems. Given such partial reciprocities, we propose a beamforming scheme based on a predefined codebook. Furthermore, we consider the channels with multipath where multiple codewords can be selected for some mobile stations (MSs) to utilize more than one propagation paths, which improves the link reliability. We then propose the corresponding beamforming strategy that not only identifies the number of paths, but also reconstructs the individual single-path channels which are easier to deal with at the beamforming stage. To select the optimal codewords for these single-path channels with lower complexity, we then present a DNN-aided approach that predicts the optimal codewords. The integration of DNN resolves not only the issue of power leakage, but also angular ambiguity in the codebook. Simulation results demonstrate that the performance of the proposed DNN-aided approach is very close to that of an exhaustive search.