Abstract

The traditional passive azimuth estimation algorithm using two hydrophones, such as cross-correlation time-delay estimation and cross-spectral phase estimation, requires a high signal-to-noise ratio (SNR) to ensure the clarity of the estimated target trajectory. This paper proposes an algorithm to apply the frequency diversity technique to passive azimuth estimation. The algorithm also uses two hydrophones but can obtain clear trajectories at a lower SNR. Firstly, the initial phase of the signal at different frequencies is removed by calculating the cross-spectral density matrix. Then, phase information between frequencies is used for beamforming. In this way, the frequency dimension information is used to improve the signal processing gain. This paper theoretically analyzes the resolution and processing gain of the algorithm. The simulation results show that the proposed algorithm can estimate the target azimuth robustly under the conditions of a single target (SNR = −16 dB) and multiple targets (SNR = −10 dB), while the cross-correlation algorithm cannot. Finally, the algorithm is tested by the swell96 data and the South Sea experimental data. When dealing with rich frequency signals, the performance of the algorithm using two hydrophones is even better than that of the conventional broadband beamforming of the 64-element array. This further validates the effectiveness and advantages of the algorithm.

Highlights

  • Azimuth estimation is an important research area in passive sonar applications

  • Inspired by the frequency diversity array (FDA) technique in radars, this paper applies the idea of frequency diversity to the azimuth estimation of two hydrophones in a passive sonar

  • This paper is based on the idea of FDA technology and proposes a passive azimuth estimation algorithm applied to two hydrophones

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Summary

Introduction

Azimuth estimation is an important research area in passive sonar applications. Since two hydrophones are easy to deploy and throwing buoys is easy in actual combat, azimuth estimation algorithms, based on the cross-correlation time-delay estimation of two hydrophones are often applied to buoys and autonomous underwater vehicles (AUVs) [1]. Using only two sensors to estimate more targets and obtain more accurate estimation results has always been the focus of the research on passive sonar applications. Inspired by the FDA technique in radars, this paper applies the idea of frequency diversity to the azimuth estimation of two hydrophones in a passive sonar. The algorithm first removes the initial phase on each frequency component of the signal by conjugate processing, which calculates the cross-spectral density between the two elements. The passive azimuth estimation algorithm of two hydrophones, based on the FDA technique, is proposed, and the processing gain and resolution of the algorithm are analyzed.

Theoretical Derivation
Cross-Correlation Method and Cross-Spectral Method
FDA Technique
Theory
Performance Analysis
Algorithm Extension
Simulation
Resolution the Frequency
Resolution of the Frequency Diversity Algorithm
Simulation of Frequency
DOA estimation results
Experimental
Conclusions

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