Abstract

Electronic excitations with polarization parallel to the CuO2-planes in single-crystalline YBa2Cu3O7 and YBa2Cu3O6 have been investigated by optical reflectance and by highenergy electron energy-loss spectroscopy in transmission in the energy ranges from 50 meV to 6 eV and 0.2 eV to 150 eV, respectively. From a combination of these experimental data the dielectric function, the reflectivity and the optical conductivity have been obtained in a wide energy range. The observed spectra are interpreted in terms of optical phonons, free-carrier absorption, transitions across the charge-transfer gap, further interband transitions, low-lying core-level excitations, excitonic transitions and valence conservingd-d transitions within the Cu 3d shell combined with O 2p intraband transitions. The charge carrier plasmon and the 4 eV-excitation in YBa2Cu3O6 show quadratic dispersions in momentum transfer. From the dispersion constant of the plasmon a mean value of the Fermi velocity of the charge carriers parallel to the CuO2 planes has been derived.

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