Abstract

Accurate measurements of the structural characteristics of trees such as height, diameter, sweep and taper are an important part of forest inventories in managed forests and commercial plantations. Both terrestrial and aerial LiDAR are currently employed to produce pointcloud data from which inventory metrics can be determined. Terrestrial/ground-based scanning typically provides pointclouds resolutions of many thousands of points per m 2 from which tree stems can be observed and inventory measurements made directly, whereas typical resolutions from aerial scanning (tens of points per m 2 ) require inventory metrics to be regressed from LiDAR variables using inventory reference data collected from the ground. Recent developments in miniaturised LiDAR sensors are enabling aerial capture of pointclouds from low-flying aircraft at high-resolutions (hundreds of points per m 2 ) from which tree stem information starts to become directly visible, enabling the possibility for plot-scale inventories that do not require access to the ground. In this paper, we develop new approaches to automated tree detection, segmentation and stem reconstruction using algorithms based on deep supervised machine learning which are designed for use with aerially acquired high-resolution LiDAR pointclouds. Our approach is able to isolate individual trees, determine tree stem points and further build a segmented model of the main tree stem that encompasses tree height, diameter, taper, and sweep. Through the use of deep learning models, our approach is able to adapt to variations in pointcloud densities and partial occlusions that are particularly prevalent when data is captured from the air. We present results of our algorithms using high-resolution LiDAR pointclouds captured from a helicopter over two Radiata pine forests in NSW, Australia.

Highlights

  • Accurate inventories of forests are an important part of effective forest management in regards to assessing the potential value of managed commercial plantations, assessing potential for fire hazards and monitoring for pests and disease [1]

  • This paper has developed new approaches to automated tree detection, segmentation, and stem reconstruction from high-resolution aerial LiDAR pointclouds using algorithms based on deep supervised machine learning

  • Our approach is able to determine tree stem points and further build a segmented model of the main tree stem that encompasses tree height, diameter, taper, and sweep, which may be useful in applications such as forest inventory

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Summary

Introduction

Accurate inventories of forests are an important part of effective forest management in regards to assessing the potential value of managed commercial plantations, assessing potential for fire hazards and monitoring for pests and disease [1]. Important metrics for forest inventories include structural metrics such as tree height, Diameter at Breast Height (DBH), stem basal area and volume, and stem form such as taper and sweep These properties are measured at an individual tree level in large-scale sampling plots using fieldwork/manual measurements from the ground [2]. Most past work on ALS for forest inventories focused on methods in which inventory metrics are regressed from pointcloud information [14,15,16,17,18,19,20], rather than from directly measured individual tree stems, owing to the lower resolution and typical lack of direct stem measurements These methods rely on a sample of field-based measurements of inventory metrics to build regression models that can work with low resolution pointclouds. The ability to directly measure tree stem properties relevant for inventories from dense ALS would enable the opportunity for accurate aerial inventory that does not rely on ground-based measurements, which has the potential to increase the areal coverage, efficiency and safety of inventory activities

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