Abstract

This article presents design techniques for a PAM-4 baud-rate digital clock and data recovery (CDR) circuit utilizing a stochastic phase detector (SPD). The proposed baud-rate phase detector (PD) is designed in an inductive and stochastic way, so there is a clear difference from the existing deductive and logical method used in sign-sign Mueller–Müller PD (SS-MMPD), a representative baud-rate PD. By collecting the histograms of the sequential PAM-4 patterns under EARLY and LATE sampling phases and calculating optimal weights, the SPD exhibits optimized phase-locking characteristic that maximizes the PAM-4 vertical eye opening (VEO) compared with the conventional logical approaches. In addition, unlike SS-MMPD, which may suffer from a severe multiple-locking problem, the SPD tracks a unique and optimal sampling phase even with an adaptive decision-feedback equalizer (DFE). For verification, a prototype PAM-4 receiver is fabricated in 40-nm CMOS technology and occupies 0.24 mm <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">2</sup> . Tested with PRBS-7 patterns, it achieves a bit error rate (BER) of less than <inline-formula xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"> <tex-math notation="LaTeX">$10^{-11}$ </tex-math></inline-formula> and energy efficiency of 2.4 pJ/b at 48 Gb/s.

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