Abstract

<div>Abstract<p><b>Purpose:</b> Not all breast cancers respond to lapatinib. A change in Ki67 after short-term exposure may elucidate a biomarker profile for responsive versus nonresponsive tumors.</p><p><b>Experimental Design:</b> Women with primary breast cancer were randomized (3:1) to 10 to 14 days of preoperative lapatinib or placebo in a multicenter phase II trial (ISRCTN68509377). Biopsies pre-/posttreatment were analyzed for Ki67, apoptosis, HER2, EGFR, ER, PgR, pAKT, pERK, and stathmin by IHC. Further markers were measured by RT-PCR. Primary endpoint was change in Ki67. HER2<sup>+</sup> was defined as 2+/3+ by IHC and FISH<sup>+</sup>.</p><p><b>Results:</b> One hundred twenty-one patients (lapatinib, 94; placebo, 27) were randomized; of these, 21% were HER2<sup>+</sup>, 78% were HER2<sup>−</sup> nonamplified, 26% were EGFR<sup>+</sup>. Paired samples containing tumor were obtained for 98% (118 of 121). Ki67 fell significantly with lapatinib (−31%; <i>P</i> < 0.001), but not with placebo (−3%). Whereas Ki67 reduction with lapatinib was greatest in HER2<sup>+</sup> breast cancer (−46%; <i>P</i> = 0.003), there was a significant Ki67 decrease in HER2<sup>−</sup> breast cancer (−27%; <i>P</i> = 0.017) with 14% of HER2<sup>−</sup> breast cancer demonstrating ≥50% Ki67 reduction with lapatinib. Among HER2<sup>+</sup> patients, the only biomarker predictive of Ki67 response was the EGFR/HER4 ligand epiregulin (<i>EREG</i>) (rho = −0.7; <i>P</i> = 0.002). Among HER2<sup>−</sup> tumors, only <i>HER3</i> mRNA levels were significantly associated with Ki67 response on multivariate analysis (<i>P</i> = 0.01). In HER2<sup>−</sup> breast cancer, <i>HER2</i> and <i>HER3</i> mRNA levels were highly correlated (rho = 0.67, <i>P</i> < 0.001), with all Ki67 responders having elevated <i>HER3</i> and <i>HER2</i> expression.</p><p><b>Conclusions:</b> Lapatinib has antiproliferative effects in a subgroup of HER2<sup>−</sup> nonamplified tumors characterized by high <i>HER3</i> expression. The possible role of high HER2:HER3 heterodimers in predicting response to lapatinib merits investigation in HER2<sup>−</sup> tumors. <i>Clin Cancer Res; 21(13); 2932–40. ©2014 AACR</i>.</p><p><i>See related commentary by Campbell and Moasser, p. 2886</i></p></div>

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