Abstract

To characterize the failure of rock mass surrounding underground tunnels, biaxial compression tests were conducted on a real sandstone model with a straight-walled arched hole. The acoustic emission (AE) system and digital image correlation (DIC) optical inspection equipment were used to investigate the crack evolution process and failure precursors of the tunnel. A two-dimensional particle flow code (PFC2D) was used to conduct numerical simulations on the sample, so as to investigate the mesoscopic failure mechanism of rock mass. The results show that the failure of the single tunnel constructed in sandstone occurs mainly in the walls on both sides (between the spandrels and arch feet), showing slabbing failure characteristics and a certain abruptness. The crack initiation in sandstone in early stage is not obvious, and the crack propagation in rock mass is rapid when acoustic emissions are enhanced. The small increments in the AE count and amplitude and the continuous reduction in the b-value can be used as precursors for the failure of rock mass. When the height–span ratio is 0.8 and 1.0, the stress distribution around the chamber is more uniform, and when the height–span ratio is greater than 1.0, the stress is mainly concentrated in the vault and arch bottom. In the PFC simulations, tensile fractures firstly initiate in the middle of walls and at the arch feet, arcuate fracture concentration zones are then formed, in which shear fractures appear and a few particles spall from the surfaces. When approaching the ultimate bearing capacity, rock masses on both sides of the tunnel are fractured over large areas, and the slender coalesced fractured zone develops to the deep part of rock mass, causing failure of the sample.

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