Covert communications in STAR-RIS-aided rate-splitting multiple access systems

Abstract

In this paper, an simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) is deployed in the downlink rate-splitting multiple access (RSMA) covert system to enhance the covert communication performance. According to the RSMA transceiver mechanism, the messages for the covert user (Bob) and public user (Grace) are converted to the common and private streams at the legitimate transmitter (Alice) to realize downlink transmissions, while the STAR-RIS not only assists Alice in transmitting public messages to Grace but also protects the covert messages Alice sends to Bob by mixing up Warden (Willie). To characterize the covert performance of the considered STAR-RIS-aided RSMA (STAR-RIS-RSMA) system, We derive a closed expression for its detection error probability in the most favorable case for Willie, based on which a covert rate maximization problem is formulated. To maximize Bob’s covert rate while confusing Willie’s monitoring, the power allocation factor, common rate allocation factor, and STAR-RIS reflection/transmission beamforming are jointly optimized subject to Grace’s quality of service (QoS) requirements. The complex non-convex problem of maximizing covert rate, involving coupled system parameters, thus is split into three separate sub-issues: the allocation of transmit power, allocation of common rates, and STAR-RIS reflection/transmission beamforming, respectively. To obtain the rank-one constrained optimal solution for the sub-problem of optimizing the STAR-RIS reflection/transmission beamforming, a penalty-based successive convex approximation scheme is developed. Moreover, an alternative optimization (AO) algorithm is designed to determine the optimal solution for the sub-problem of optimizing the transmit power allocation, while the original problem is overall solved by a new AO algorithm. Simulation results corroborate the accuracy of the derived analytical results and demonstrate that the proposed STAR-RIS-RSMA scheme outperforms the benchmark scheme in achieving the covert rate.