Abstract

Practices of urban experimentation are currently seen as a promising approach to making planning processes more collaborative and adaptive. The practices develop not only in the context of ideal-type concepts of urban experiments and urban labs but also organically in specific governance contexts. We present such an organic case in the city of Wuppertal, Germany, centred around a so-called change-maker initiative, ‘Utopiastadt.’ This initiative joined forces with the city administration and collaborated with a private property owner and the local economic development agency in an unusual planning process for the development of a central brownfield site. Ultimately, the consortium jointly published a framework concept that picked up the vision of the ‘Utopiastadt Campus’ as an open-ended catalyst area for pilot projects and experiments on sustainability and city development. The concept was adopted by the city council and Utopiastadt purchased more than 50% of the land. In order to analyse the wider governance context and power struggles, we apply the social-constructivist theory of Strategic Action Fields (SAFs). We focused on the phases of contention and settlement, the shift in interaction forms, the role of an area development board as an internal governance unit and the influences of proximate fields, strategic action, and state facilitation on the development. We aim to demonstrate the potential of the theory of SAFs to understand a long-term urban development process and how an episode of experimentation evolved within this process. We discuss the theory’s shortcomings and reflect critically on whether the process contributed to strengthening collaborative and experimental approaches in the governance of city development.

Highlights

  • Over the last three decades, the call for participatory, citizen-centred, communicative, and collaborative urban planning and development has been persistentUrban Planning, 2021, Volume 6, Issue 1, Pages 235–248 and clear (Forester, 1999; Healey, 1997; Innes, 1995; JPI Urban Europe, 2019; UN, 2016; WBGU, 2016)

  • We present a case in the city of Wuppertal, Germany, that—at first sight—ticks the boxes of an ideal-type urban planning experiment centred around a so-called change-maker initiative, ‘Utopiastadt.’ This bottom-up initiative for co-creative and sustainable city development joined forces with the city administration and collaborated with a private property owner and the local economic development agency in an unusual planning process for the development of a central brownfield site of almost 6 ha in size along an abandoned railway line at Mirke station

  • By answering these research questions, we aim to demonstrate the potential of the social-constructivist theory of Strategic Action Fields (SAFs) to understand a long-term urban development process and how an episode of experimentation evolved within this process

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Summary

Introduction

Over the last three decades, the call for participatory, citizen-centred, communicative, and collaborative urban planning and development has been persistentUrban Planning, 2021, Volume 6, Issue 1, Pages 235–248 and clear (Forester, 1999; Healey, 1997; Innes, 1995; JPI Urban Europe, 2019; UN, 2016; WBGU, 2016). 365) see experimental processes as vital for creating such niches which—importantly—”can...challenge regime dominance.” Bernstein and Hoffmann (2018) state that there is no shared understanding of such experimental governance, but all approaches share “the notion that something new is being tried out—there is a conscious intervention that differs from the status quo.” Evans, Karvonen, and Raven (2016) differentiate urban experimentation from conventional urban development by its explicit emphasis on learning from realworld interventions. This view is shared by Scholl and Kemp (2016), who develop the idea of so-called city labs as suitable hybrid organisational platforms to co-create and steer urban experiments in a multi-stakeholder and multi-disciplinary setting

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