Abstract

Science-based forest management requires quantitative estimation of forest attributes traditionally collected via sampled field plots in a forest inventory program. Three-dimensional (3D) remotely sensed data such as Light Detection and Ranging (lidar), are increasingly utilized to supplement and even replace field-based forest inventories. However, lidar remains cost prohibitive for smaller areas and repeat measurements, often limiting its use to single acquisitions of large contiguous areas. Recent advancements in unpiloted aerial systems (UAS), digital aerial photogrammetry (DAP) and high precision global positioning systems (HPGPS) have the potential to provide low-cost time and place flexible 3D data to support forest inventory and monitoring. The primary objective of this study was to assess the ability of low-cost commercial off the shelf UAS DAP and HPGPS to create accurate 3D data and predictions of key forest attributes, as compared to both lidar and field observations, in a wide range of forest conditions in California, USA. A secondary objective was to assess the accuracy of nadir vs. off-nadir UAS DAP, to determine if oblique imagery provides more accurate 3D data and forest attribute predictions. UAS DAP digital terrain models (DTMs) were comparable to lidar DTMS across most sites and nadir vs. off-nadir imagery collection (R2 = 0.74–0.99), although model accuracy using off-nadir imagery was very low in mature Douglas-fir forest (R2 = 0.17) due to high canopy density occluding the ground from the image sensor. Surface and canopy height models were shown to have less agreement to lidar (R2 = 0.17–0.69), with off-nadir imagery surface models at high canopy density sites having the lowest agreement with lidar. UAS DAP models predicted key forest metrics with varying accuracy compared to field data (R2 = 0.53–0.85), and were comparable to predictions made using lidar. Although lidar provided more accurate estimates of forest attributes across a range of forest conditions, this study shows that UAS DAP models, when combined with low-cost HPGPS, can accurately predict key forest attributes across a range of forest types, canopies densities, and structural conditions.

Highlights

  • Through comparison of unpiloted aerial systems (UAS) digital aerial photogrammetry (DAP) and lidar derived surface models and plot-level forest metrics predictions, this study shows that low cost UAS, when combined with low-cost high precision global positioning systems (HPGPS), can predict key forest metrics across a wide range of forest types and conditions with moderate accuracy

  • We discuss the possible causes of variability in UAS DAP generated digital surface models and predicted forest attributes, provide suggestions as to how low-cost UAS DAP can be utilized in forest inventory and monitoring applications, and potential limitations and future questions resulting from our findings

  • This study demonstrates that low-cost, commercial-grade UAS DAP coupled with new-to-market, low-cost HPGPS can generate comparable data products and predictions to lidar and field observations of forest attributes across a wide range of forest sites and conditions

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Summary

Introduction

Sustainable forest management and conservation requires inventory and monitoring programs that provide timely and verifiable information on forest conditions (i.e., canopy cover, stand height, biomass, etc.). Forest inventory and monitoring programs use field plots with detailed measurements of forest composition and structure, from which sample-based estimates are calculated [1,2,3]. Incomplete spatial coverage and lengthy re-measurement intervals can limit the effectiveness of field plots in quantifying forest change and providing timely estimates of forest conditions, especially for remote unmanaged regions and small areas, both of which often lack adequate plot sampling to support traditional sample-based estimation [4,5].

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