Abstract

We investigated whether serial measurements of circulating tumor DNA (ctDNA) and functional tumor volume (FTV) by magnetic resonance imaging (MRI) can be combined to improve prediction of pathologic complete response (pCR) and estimation of recurrence risk in early breast cancer patients treated with neoadjuvant chemotherapy (NAC). We examined correlations between ctDNA and FTV, evaluated the additive value of ctDNA to FTV-based predictors of pCR using area under the curve (AUC) analysis, and analyzed the impact of FTV and ctDNA on distant recurrence-free survival (DRFS) using Cox regressions. The levels of ctDNA (mean tumor molecules/mL plasma) were significantly correlated with FTV at all time points (p < 0.05). Median FTV in ctDNA-positive patients was significantly higher compared to those who were ctDNA-negative (p < 0.05). FTV and ctDNA trajectories in individual patients showed a general decrease during NAC. Exploratory analysis showed that adding ctDNA information early during treatment to FTV-based predictors resulted in numerical but not statistically significant improvements in performance for pCR prediction (e.g., AUC 0.59 vs. 0.69, p = 0.25). In contrast, ctDNA-positivity after NAC provided significant additive value to FTV in identifying patients with increased risk of metastatic recurrence and death (p = 0.004). In this pilot study, we demonstrate that ctDNA and FTV were correlated measures of tumor burden. Our preliminary findings based on a limited cohort suggest that ctDNA at surgery improves FTV as a predictor of metastatic recurrence and death. Validation in larger studies is warranted.

Highlights

  • Neoadjuvant chemotherapy (NAC) has become a standard-of-care for early breast cancer patients diagnosed with locally advanced disease[1]

  • This study aimed to develop strategies for combining imaging (FTV by magnetic resonance imaging (MRI)) and liquid biopsy data to build predictive models of response to NAC and survival

  • We report on studies involving serial measurements of circulating tumor DNA (ctDNA) and functional tumor volume (FTV) for monitoring tumor response in 84 high-risk early breast cancer patients who received NAC in the I-SPY 2 TRIAL

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Summary

Introduction

Neoadjuvant chemotherapy (NAC) has become a standard-of-care for early breast cancer patients diagnosed with locally advanced disease[1]. More recent results from the I-SPY 2 TRIAL (NCT01042379), a multicenter phase 2 trial that evaluates standard NAC in combination with investigational therapies, have shown that patients who achieve pCR have more favorable outcomes (95% distant recurrence-free survival or DRFS) at 3 years compared to non-responders[7]. Biomarkers that accurately predict response to NAC early during treatment are key to personalizing therapy, as non-responders could be eligible for an early switch to a more effective therapy to increase the likelihood of achieving a pCR and responders could potentially be sent to surgery early (de-escalation). Mammography, and ultrasound, magnetic resonance imaging (MRI) is the most accurate imaging tool in monitoring tumor response to treatment in NAC9. Previous studies showed that MRI-based functional tumor volume (FTV) can predict pCR and recurrence-free survival for patients with invasive breast cancer undergoing NAC10–12. In the I-SPY 2 TRIAL, serial MRI exams has been implemented to monitor treatment response and patient randomization[13]

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