Abstract

More consistent and current estimates of forest land cover type and forest structural metrics are needed to guide national policies on forest management, carbon sequestration, and ecosystem health. In recent years, the increased availability of high-resolution (<30 m) imagery and advancements in machine learning algorithms have opened up a new opportunity to fuse multiple datasets of varying spatial, spectral, and temporal resolutions. Here, we present a new model, based on a deep learning architecture, that performs both classification and regression concurrently, thereby consolidating what was previously several independent tasks and models into one stream. The model, a multi-task recurrent convolutional neural network that we call the Chimera, integrates varying resolution, freely available aerial and satellite imagery, as well as relevant environmental factors (e.g., climate, terrain) to simultaneously classify five forest cover types (`conifer’, `deciduous’, `mixed’, `dead’, `none’ (non-forest)) and to estimate four continuous forest structure metrics (above ground biomass, quadratic mean diameter, basal area, canopy cover). We demonstrate the performance of our approach by training an ensemble of Chimera models on 9967 georeferenced (true locations) Forest Inventory and Analysis field plots from the USDA Forest Service within California and Nevada. Classification diagnostics for the Chimera ensemble on an independent test set produces an overall average precision, recall, and F1-score of 0.92, 0.92, and 0.92. Class-wise F1-scores were high for `none’ (0.99) and `conifer’ (0.85) cover classes, and moderate for the `mixed’ (0.74) class samples. This demonstrates a strong ability to discriminate locations with and without trees. Regression diagnostics on the test set indicate very high accuracy for ensembled estimates of above ground biomass ( R 2 = 0 . 84 , RMSE = 37 . 28 Mg/ha), quadratic mean diameter ( R 2 = 0 . 81 , RMSE = 3 . 74 inches), basal area ( R 2 = 0 . 87 , RMSE = 25 . 88 ft 2 /ac), and canopy cover ( R 2 = 0 . 89 , RMSE = 8 . 01 percent). Comparative analysis of the Chimera ensemble versus support vector machine and random forest approaches demonstrates increased performance over both methods. Future implementations of the Chimera ensemble on a distributed computing platform could provide continuous, annual estimates of forest structure for other forested landscapes at regional or national scales.

Highlights

  • Accurate estimates of above ground biomass (AGB) of vegetation in forests are fundamental for quantifying and monitoring forest conditions and trends

  • We introduce an ensemble of individual recurrent CNNs (RCNN) models called “Chimera” to perform a data fusion of high resolution National Agriculture Imagery Program (NAIP) imagery, moderate resolution time-varying Landsat, and ancillary climate and terrain (ANC) variables, and to build prediction tiles which can be reassembled for spatially explicit mapping of larger areas

  • We demonstrate the performance of a novel multi-task, multi-input recurrent convolutional neural network called the Chimera model for forest land use classification and forest structure estimation

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Summary

Introduction

Accurate estimates of above ground biomass (AGB) of vegetation in forests are fundamental for quantifying and monitoring forest conditions and trends. AGB and other forest structure metrics provide baseline information required to derive estimates of available wood supply, habitat quality for wildlife, and fire threat, among other ecosystem attributes [1,2,3,4]. Such information can help guide, for example, national policies on forest management, carbon sequestration, and ecosystem health [5]. In recent years, advanced methods utilizing satellite or airborne sensor technology have resulted in regional and global-scale estimates of forest structure [8,9,10,11,12]. Despite its growing usage, airborne LiDAR acquisitions are costly, limited in spatial and temporal coverage, and can contain fly-over data gaps, limiting their utility for large continuous regional analyses of forest structure [7]

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