Characterizing the microstructural anisotropy of fine-grained phyllosilicate-rich rocks

Abstract

Abstract. The physical properties of claystones, shales, and slates are highly dependent on the alignment of phyllosilicate minerals. With increasing overburdening, the shape and the crystallographic preferred orientation of these minerals are affected by uniaxial shortening as well as tectonic processes including recrystallization under elevated pressure and temperature conditions. The microstructural anisotropy expressed mainly by the alignment of phyllosilicates significantly predetermines the orientation of fractures, hence the shear strength and stability of clay-rich sediments and rocks. A quantitative analysis of phyllosilicate alignment is therefore essential to evaluate the properties and the mechanical behavior of these rocks. This can be carried out by analyzing the crystallographic preferred orientation (texture). Although texture analysis is a common tool in geosciences, it becomes more difficult in fine-grained rocks owing to for example particle size, heterogeneity, the polyphase composition, and difficulties in sample preparation. Methods such as electron backscatter diffraction, neutron diffraction, or laboratory X-ray diffraction are restricted with respect to preparation artifacts, sampling size and statistics, water content, etc. To overcome these issues, we successfully apply high-energy X-ray diffraction as available at synchrotron research facilities, e.g., at the German Electron Synchrotron Facility (DESY) in Hamburg, Germany, or the European Synchrotron Research Facility (ESRF) in Grenoble, France. In combination with Rietveld refinement we analyze the bulk texture of phyllosilicate-rich rocks. Here we present the results of texture analysis from a wide range of these rocks: Pleistocene poorly consolidated mud (rocks), affected only by sedimentation and burial; more highly consolidated but tectonically largely unaffected Jurassic claystone from the Opalinus Formation of the Swabian Alb; Carboniferous shales from the Harz mountains representing low-grade metamorphic and deformed rocks. Our methodical approach to quantifying the microstructural anisotropy using texture analysis in fine-grained rocks allows for the quantification of physical properties resulting from the alignment of phyllosilicates. Furthermore, it enables the prediction of direction-dependent mechanical strength, which is crucial for the establishment of long-term repositories for radioactive waste in shales and claystones.