Abstract

Tumor samples obtained from a single cancer patient spatially or temporally often consist of varying cell populations, each harboring distinct mutations that uniquely characterize its genome. Thus, in any given samples of a tumor having more than two haplotypes, defined as a scaffold of single nucleotide variants (SNVs) on the same homologous genome, is evidence of heterogeneity because humans are diploid and we would therefore only observe up to two haplotypes if all cells in a tumor sample were genetically homogeneous. We characterize tumor heterogeneity by latent haplotypes and present state-space formulation of the feature allocation model for estimating the haplotypes and their proportions in the tumor samples. We develop an efficient sequential Monte Carlo (SMC) algorithm that estimates the states and the parameters of our proposed state-space model, which are equivalently the haplotypes and their proportions in the tumor samples. The sequential algorithm produces more accurate estimates of the model parameters when compared with existing methods. Also, because our algorithm processes the variant allele frequency (VAF) of a locus as the observation at a single time-step, VAF from newly sequenced candidate SNVs from next-generation sequencing (NGS) can be analyzed to improve existing estimates without re-analyzing the previous datasets, a feature that existing solutions do not possess.

Highlights

  • Tumors contain multiple, genetically diverse subclonal populations of cells, each subclone harboring distinct mutations that uniquely characterize its genome (Marusyk & Polyak, 2010; Meacham & Morrison, 2013; Heppner, 1984)

  • In ‘Results and Discussion’, we investigate the performance of the proposed method using simulated datasets and the chronic lymphocytic leukemia (CLL) datasets, the real tumor samples obtained from three patients in (Schuh et al, 2012)

  • We demonstrate the performance of the proposed sequential Monte Carlo (SMC) algorithm using both simulated datasets and the CLL datasets obtained from three different patients (Schuh et al, 2012)

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Summary

Introduction

Genetically diverse subclonal populations of cells, each subclone harboring distinct mutations that uniquely characterize its genome (Marusyk & Polyak, 2010; Meacham & Morrison, 2013; Heppner, 1984). Tumor subclones often evolve from a single ancestral population (Hughes et al, 2014; Gerlinger et al, 2012; Visvader, 2011; Nowell, 1976). The genetic diversities that distinguish these subclones are a direct result of evolutionary processes that drive tumor progression, especially the series of somatic genetic variants which arise stochastically by a sequence of randomly acquired mutations (Hanahan & Weinberg, 2011; Hanahan & Weinberg, 2000). Identifying and characterizing tumor subclonality is crucial for understanding the evolution of tumor cells.

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