Abstract

Evapotranspiration is an essential process of ecosystem water consumption and is controlled by meteorological factors and soil water conditions. In this study, evapotranspiration based on soil water budget was investigated with respect to major influencing factors during the growing seasons of 2012–2015 for two adjacent forest communities in the semiarid Loess Plateau region: a natural secondary forest dominated by oak (Quercus liaotungensis) and a plantation of exotic black locust (Robinia pseudoacacia). Based on the combination of precipitation, soil water storage, and evapotranspiration dynamics, four distinct periods were differentiated to explore the evapotranspiration response to the main meteorological factors. The correlation matrixes showed that, in most investigated days, evapotranspiration was limited by soil water storage, while an increase in soil water storage shifted dominance from water-related to energy-related factors. The stepwise regression of ≥5-day dry events in each period had a better fitness when paired with the relationship between the summations of evapotranspiration and dominant factors (R2 > 0.7, p < 0.01 for all) than the stepwise results for daily averages. A receiver operating characteristic (ROC) curve was applied to validate the division and determine thresholds. All divisions were thoroughly validated, and the soil water storage thresholds of the black locust (120.2 mm and 150.7 mm) were higher than those of the oak (105.8 mm and 137.9 mm). Our results suggest that the oak had an adaptive water consumption strategy, while the black locust had a higher sensitivity to soil water insufficiency. The method for determining the threshold of soil water storage to separate the dominant factors of evapotranspiration was validated. The approach may be applied to other semiarid forest communities with distinct evapotranspiration response patterns.

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