Abstract

How do people attribute responsibility in situations where the contributions of multiple agents combine to produce a joint outcome? The prevalence of over-determination in such cases makes this a difficult problem for counterfactual theories of causal responsibility. In this article, we explore a general framework for assigning responsibility in multiple agent contexts. We draw on the structural model account of actual causation (e.g., Halpern & Pearl, 2005) and its extension to responsibility judgments (Chockler & Halpern, 2004). We review the main theoretical and empirical issues that arise from this literature and propose a novel model of intuitive judgments of responsibility. This model is a function of both pivotality (whether an agent made a difference to the outcome) and criticality (how important the agent is perceived to be for the outcome, before any actions are taken). The model explains empirical results from previous studies and is supported by a new experiment that manipulates both pivotality and criticality. We also discuss possible extensions of this model to deal with a broader range of causal situations. Overall, our approach emphasizes the close interrelations between causality, counterfactuals, and responsibility attributions.

Highlights

  • Three police marksmen killed a barrister during a siege at his house in London

  • We draw on the structural model account of causality (Pearl, 2000/2009; Halpern & Pearl, 2005; Woodward, 2003), and its extension to responsibility judgments (Chockler & Halpern, 2004). Building on this theoretical work, we will propose a novel model of intuitive judgments of responsibility that is a function of both pivotality and criticality

  • We show that incorporating the notion of criticality explains additional deviations from the predictions of the structural model and we present a new experiment to test the respective roles of criticality and pivotality in intuitive judgments of responsibility

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Summary

Introduction

Suicidal, but the negotiators were unable to persuade him to surrender. After holding up a suicide note at the window, the barrister aimed his rifle at the police. They argued that the police should have considered letting the barrister’s wife, or his close friend, speak to him during the siege; that the police gave insufficient weight to the fact the barrister was an alcoholic, who was drunk and vulnerable; and that the police command structure was inadequate Despite these criticisms, the jury decided that none of these shortcomings contributed to the barrister’s death.. During the siege the police decided that allowing the wife to speak to the barrister might endanger her life, or lead to a hostage situation, or accelerate the barrister’s suicide by allowing him to say good-bye to his wife These are a complex set of issues that hinge upon both causal and counterfactual thinking. Our approach emphasizes the close interrelations between causality, counterfactuals, and responsibility attributions

Legal aspects of responsibility
Counterfactual models of causation
A structural model of responsibility
Intuitive judgments of responsibility
Sensitivity to causal structure
The triangle game
Complements and substitutes
Pivotality and criticality
Models of criticality
Testing the criticality-pivotality model of retrospective responsibility
Testing the criticality-pivotality framework
General discussion
Generalizability of responsibility model
Model-dependence of responsibility judgments
Unit of change
Changes away from pivotality
Changes as causes
Findings
Conclusions

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