Abstract

Treatment switching often has a crucial impact on estimates of effectiveness and cost-effectiveness of new oncology treatments. Rank preserving structural failure time models (RPSFTM) and two-stage estimation (TSE) methods estimate ‘counterfactual’ (i.e. had there been no switching) survival times and incorporate re-censoring to guard against informative censoring in the counterfactual dataset. However, re-censoring causes a loss of longer term survival information which is problematic when estimates of long-term survival effects are required, as is often the case for health technology assessment decision making. We present a simulation study designed to investigate applications of the RPSFTM and TSE with and without re-censoring, to determine whether re-censoring should always be recommended within adjustment analyses. We investigate a context where switching is from the control group onto the experimental treatment in scenarios with varying switch proportions, treatment effect sizes, treatment effect changes over time, survival function shapes, disease severity and switcher prognosis. Methods were assessed according to their estimation of control group restricted mean survival that would be observed in the absence of switching, up to the end of trial follow-up. We found that analyses which re-censored usually produced negative bias (i.e. underestimating control group restricted mean survival and overestimating the treatment effect), whereas analyses that did not re-censor consistently produced positive bias which was often smaller in magnitude than the bias associated with re-censored analyses, particularly when the treatment effect was high and the switching proportion was low. The RPSFTM with re-censoring generally resulted in increased bias compared to the other methods. We believe that analyses should be conducted with and without re-censoring, as this may provide decision-makers with useful information on where the true treatment effect is likely to lie. Incorporating re-censoring should not always represent the default approach when the objective is to estimate long-term survival times and treatment effects.

Highlights

  • Treatment switching commonly occurs in randomised controlled trials (RCTs), whereby patients randomised to the control group are permitted to switch onto the experimental treatment during trial follow-up

  • The results presented above provide a good basis for reporting the results of the remaining scenarios – those observed in scenarios where the complexity of the survivor function was moderate or high

  • Our study demonstrates that adjustment analyses should be conducted both with and without re-censoring

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Summary

Introduction

Treatment switching commonly occurs in randomised controlled trials (RCTs), whereby patients randomised to the control group are permitted to switch onto the experimental treatment during trial follow-up. Switching is permitted primarily due to ethical considerations, and the rationale for switching, its implications and analytical methods for adjusting for it have been the focus of much discussion in the literature.[1,2,3,4] Switching in trials is likely to continue to occur and can have a large impact on estimates of the effectiveness of new treatments if treatment is efficacious and no adjustments for switching are made. It is important for regulators and health technology assessors to engage with methods that attempt to adjust for switching. It has been suggested that decision makers require manufacturers to describe and justify adjustment analyses in detail – including the rationale for each application decision made – in order that robust and informed decisions can be made.[5,6]

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