Abstract

Exemplar, prototype, and rule theory have organized much of the enormous literature on categorization. From this theoretical foundation have arisen the two primary debates in the literature—the prototype-exemplar debate and the single system-multiple systems debate. We review these theories and debates. Then, we examine the contribution that animal-cognition studies have made to them. Animals have been crucial behavioral ambassadors to the literature on categorization. They reveal the roots of human categorization, the basic assumptions of vertebrates entering category tasks, the surprising weakness of exemplar memory as a category-learning strategy. They show that a unitary exemplar theory of categorization is insufficient to explain human and animal categorization. They show that a multiple-systems theoretical account—encompassing exemplars, prototypes, and rules—will be required for a complete explanation. They show the value of a fitness perspective in understanding categorization, and the value of giving categorization an evolutionary depth and phylogenetic breadth. They raise important questions about the internal similarity structure of natural kinds and categories. They demonstrate strong continuities with humans in categorization, but discontinuities, too. Categorization’s great debates are resolving themselves, and to these resolutions animals have made crucial contributions.

Highlights

  • Categorization is a crucial ability for humans and nonhuman animals and a focus of research

  • The empirical data raise important natural-history questions about categorization. They may suggest the pathways that cognitive evolution did and did not take during the emergence of cognitive systems for categorization

  • We described three theoretical perspectives on categorization (Section 2)

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Summary

Introduction

Categorization is a crucial ability for humans and nonhuman animals (hereafter, animals) and a focus of research (e.g., humans [1,2,3,4,5,6,7,8]; animals [9,10,11,12,13,14]). Vervets have developed call signs that warn group members to behave appropriately at the sight of eagles. In a sense, these calls denote or “name” members of the category eagle. The debates are about how animals (and humans) might be equipped to categorize within the natural world From this follows empirical research that illuminates how animals are equipped for categorization and how they are not equipped. The empirical data raise important natural-history questions about categorization They may suggest the pathways that cognitive evolution did and did not take during the emergence of cognitive systems for categorization. Throughout, we will make it plain that animals have been profoundly important ambassadors to the study of categorization They have had an important role in the sea change occurring over 10 years within the categorization literature

Three Theories
Exemplars and Prototypes
Prototypes in Psychological Space
Schematic
Prototypes
Forcing the Exemplar
Rule-Based Categorization—Theoretical Context
10. Rule-Based Categorization—Methodology
Participants were told that they should
11.1. Pigeons
12. Category
13. General Discussion
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