Abstract

BackgroundFacet joints play a significant role in providing stability to the spine and they have been associated with low back pain symptoms and other spinal disorders. The influence of a follower load on biomechanics of facet joints is unknown. A comprehensive research on the biomechanical role of facets may provide insight into facet joint instability and degeneration.MethodA nonlinear finite element (FE) model of lumbar spine (L1-S1) was developed and validated to study the biomechanical response of facets, with different values of follower preload (0 N,500 N,800 N,1200 N), under loadings in the three anatomic planes. In this model, special attention was paid to the modeling of facet joints, including cartilage layer. The asymmetry in the biomechanical response of facets was also discussed. A rate of change (ROC) and an average asymmetry factor (AAF) were introduced to explore and evaluate the preload effect on these facet contact parameters and on the asymmetry under different loading conditions.ResultsThe biomechanical response of facets changed according to the loading condition. The preload amplified the facet force, contact area and contact pressure in flexion-extension; the same effect was observed on the ipsilateral facet while an opposite effect could be seen on the contralateral facet during lateral bending. For torsion loading, the preload increased contact area, decreased the mean contact pressure, but had almost no effect on facet force. However, all the effects of follower load on facet response became weaker with the increase of preload. The greatest asymmetry of facet response could be found on the ipsilateral side during lateral bending, followed by flexion, bending (contralateral side), extension and torsion. This asymmetry could be amplified by preload in the bending (ipsilateral), torsion loading group, while being reduced in the flexion group.ConclusionsAn analysis combining patterns of contact pressure distribution, facet load, contact area and contact pressure can provide more insight into the biomechanical role of facets under various moment loadings and follower loads. The effect of asymmetry on facet joint response should be fully considered in biomechanical studies of lumbar spine, especially in post structures subjected to physiological loadings.Electronic supplementary materialThe online version of this article (doi:10.1186/s12891-016-0980-4) contains supplementary material, which is available to authorized users.

Highlights

  • Facet joints play a significant role in providing stability to the spine and they have been associated with low back pain symptoms and other spinal disorders

  • The effect of asymmetry on facet joint response should be fully considered in biomechanical studies of lumbar spine, especially in post structures subjected to physiological loadings

  • For surgically altered spinal segments, the facetectomy causes a significant decrease of facet force and contact area in the remaining facet [8]; and the dynamic posterior stabilization does increase peak facet contact forces during flexion and lateral bending, while it does not affect these loads during extension or axial rotation [12]

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Summary

Introduction

Facet joints play a significant role in providing stability to the spine and they have been associated with low back pain symptoms and other spinal disorders. Goel et al [11] found that the load was distributed among the right facet, the disk, the left ligamentum flavum and the left capsular ligament during right lateral bending They showed that the addition of a preload reduced the load in these spinal elements, except for the disk. For surgically altered spinal segments, the facetectomy causes a significant decrease of facet force and contact area in the remaining facet [8]; and the dynamic posterior stabilization does increase peak facet contact forces during flexion and lateral bending, while it does not affect these loads during extension or axial rotation [12]. The effect of interspinous implant on the facet loading parameters such as force, contact area and pressure at the implanted and adjacent levels has been studied [13]

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