Abstract

The diversification of gene functions has been largely attributed to the process of gene duplication. Novel examples of genes originating from previously untranscribed regions have been recently described without regard to a unifying functional mechanism for their emergence. Here we propose a model mechanism that could generate a large number of lineage-specific novel transcripts in vertebrates through the activation of bidirectional transcription from unidirectional promoters. We examined this model in silico using human transcriptomic and genomic data and identified evidence consistent with the emergence of more than 1,000 primate-specific transcripts. These are transcripts with low coding potential and virtually no functional annotation. They initiate at less than 1 kb upstream of an oppositely transcribed conserved protein coding gene, in agreement with the generally accepted definition of bidirectional promoters. We found that the genomic regions upstream of ancestral promoters, where the novel transcripts in our dataset reside, are characterized by preferential accumulation of transposable elements. This enhances the sequence diversity of regions located upstream of ancestral promoters, further highlighting their evolutionary importance for the emergence of transcriptional novelties. By applying a newly developed test for positive selection to transposable element-derived fragments in our set of novel transcripts, we found evidence of adaptive evolution in the human lineage in nearly 3% of the novel transcripts in our dataset. These findings indicate that at least some novel transcripts could become functionally relevant, and thus highlight the evolutionary importance of promoters, through their capacity for bidirectional transcription, for the emergence of novel genes.

Highlights

  • The question of how new genes and new functions originate remains one of the most intriguing open questions in evolutionary genetics [1]

  • bidirectional promoters (BDPs) are defined as regions flanked by two head-to-head transcripts separated by at most 1 kb [24], while lineage-specific BDPs could be defined as those where one transcript is conserved across multiple species and the other is specific to a single lineage, such as the case of the BDP flanked by the CYB5R4 gene and its DV834581 partner transcript in cow [10]

  • To identify lineage-specific transcripts emerged through the activation of bidirectional transcription from active promoters, we started with identifying BDPs using transcripts annotated in the RefSeq, UCSC KnownGene and spliced EST reference sets, and avoiding short-lived RNAmolecules [22,23]

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Summary

Introduction

The question of how new genes and new functions originate remains one of the most intriguing open questions in evolutionary genetics [1]. The duplication of existing genetic material was proposed as a solution to this problem nearly 100 years ago [2,3]. The duplication model has provided the basis for explaining the expansion of genomes and diversification of various protein families [4,5,6,7], becoming widely popular with the publication of Ohno’s ‘‘Evolution by Gene Duplication’’ [8]. The role of gene duplication in evolution is indirectly emphasized later on by Francois Jacob, who dismissed as a possibility the idea that functional proteins emerge through the random association of amino acids [9]. It follows that the gene duplication is the most widely accepted mechanism for the diversification of the gene repertoire of every species

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