Abstract

This paper proposes a Bayesian approach for angle-based hybrid beamforming and tracking that is robust to uncertain or erroneous direction-of-arrival (DOA) estimation in millimeter wave (mmWave) multiple input multiple output (MIMO) systems. Because the resolution of the phase shifters is finite and typically adjustable through a digital control, the DOA can be modeled as a discrete random variable with a prior distribution defined over a discrete set of candidate DOAs, and the variance of this distribution can be introduced to describe the level of uncertainty. The estimation problem of DOA is thereby formulated as a weighted sum of previously observed DOA values, where the weights are chosen according to a posteriori probability density function (pdf) of the DOA. To alleviate the computational complexity and cost, we present a motion trajectory-constrained a priori probability approximation method. It suggests that within a specific spatial region, a directional estimate can be close to true DOA with a high probability and sufficient to ensure trustworthiness. We show that the proposed approach has the advantage of robustness to uncertain DOA, and the beam tracking problem can be solved by incorporating the Bayesian approach with an expectation-maximization (EM) algorithm. Simulation results validate the theoretical analysis and demonstrate that the proposed solution outperforms a number of state-of-the-art benchmarks.

Highlights

  • M ILLIMETER wave systems offer a promising solution, through which high data rates (Giga-bit) can be achieved in next-generation mobile communication networks [1]–[5]

  • To investigate the performance of the proposed approach in close to the real scenarios, our simulation is conducted over 28 GHz frequency band in a typical urban macro-cellular (UMa) scenario with LOS and NLOS components, using the angular motion model proposed in [52]

  • We proposed a Bayesian beamforming approach for dealing with the direction of arrival (DOA) uncertainty in a mobile mmWave system

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Summary

Introduction

M ILLIMETER wave (mmWave) systems offer a promising solution, through which high data rates (Giga-bit) can be achieved in next-generation mobile communication networks [1]–[5]. It is worth noting that in the mmWave bands such as above 28 GHz, the main lobe created by directional beamforming has a narrower beamwidth, and highgain narrow-beam, boosting the strength of certain paths, is essential to mitigate the high path loss. This is very different from the bands below 3 GHz and/or the bands between 3 GHz and 6 GHz (Sub-6) with a beam of broadening, which is prone to providing more flexible beam tracking. To maintain high-quality transmission links, an efficient approach for beam training and tracking is crucial to determine suitable directions of transmission and reception [6], [7]

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