Abstract

The leaf chlorophyll content (LCC) is a critical index to characterize crop growth conditions, photosynthetic capacity, and physiological status. Its dynamic change characteristics are of great significance for monitoring crop growth conditions and understanding the process of material and energy exchange between crops and the environment. Extensive research has focused on LCC retrieval with hyperspectral data onboard various sensor platforms. Nevertheless, limited attention has been paid to LCC inversion from multispectral data, such as the data from Landsat-8, and the potentials and capabilities of the data for crop LCC estimation have not been fully explored. The present study made use of Landsat-8 Operational Land Imager (OLI) imagery and the corresponding field experimental data to evaluate their capabilities and potentials for LCC modeling using four different retrieval methods: vegetation indices (VIs), machine learning regression algorithms (MLRAs), lookup-table (LUT)-based inversion, and hybrid regression approaches. The results showed that the modified triangular vegetation index (MTVI2) exhibited the best estimate accuracy for LCC retrieval with a root mean square error (RMSE) of 5.99 μg/cm2 and a relative RMSE (RRMSE) of 10.49%. Several other vegetation indices that were established from red and near-infrared (NIR) bands also exhibited good accuracy. Models established from Gaussian process regression (GPR) achieved the highest accuracy for LCC retrieval (RMSE = 5.50 μg/cm2, RRMSE = 9.62%) compared with other MLRAs. Moreover, red and NIR bands outweighed other bands in terms of GPR modelling. LUT-based inversion methods with the “K(x) = −log (x) + x” cost function that belongs to the “minimum contrast estimates” family showed the best estimation results (RMSE = 8.08 μg/cm2, RRMSE = 14.14%), and the addition of multiple solution regularization strategies effectively improved the inversion accuracy. For hybrid regression methods, the use of active learning (AL) techniques together with GPR for LCC modelling significantly increased the estimation accuracy, and the combination of entropy query by bagging (EQB) AL and GPR had the best accuracy for LCC estimation (RMSE = 12.43 μg/cm2, RRMSE = 21.77%). Overall, our study suggest that Landsat-8 OLI data are suitable for crop LCC retrieval and could provide a basis for LCC estimation with similar multispectral datasets.

Highlights

  • The interaction between global environmental change and terrestrial ecosystems has always been one of the central issues in the study of global change [1]

  • The results suggest that the “root mean square error” cost functions (CFs), which was extensively-used in some previous studies [56,57], might not be the optimal CF for leaf chlorophyll content (LCC) inversion with Landsat-8 Operational Land Imager (OLI) data since it exhibited rather poor estimation

  • The LCC estimation results exhibited good accuracies except variations existed between different retrieval methods

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Summary

Introduction

The interaction between global environmental change and terrestrial ecosystems has always been one of the central issues in the study of global change [1]. The ecological processes related to plant material energy exchange, for instance, photosynthesis, transpiration, respiration, and primary productivity, are in close connection with the biophysical and biochemical parameters of the vegetation. Among these parameters, chlorophyll is a crucial antenna pigment, which is responsible for light absorption and transfer in photosynthesis. Quantitative analysis of LCC has important significance, for understanding the process of material and energy exchange between plants and the environment, and for monitoring crop growth, nutritional status, and stress conditions in agricultural applications

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