Abstract

Tumor mutational burden (TMB), as measured by whole-exome sequencing (WES) or a cancer gene panel (CGP), is associated with immunotherapy responses. However, whether TMB estimated by circulating tumor DNA in blood (bTMB) is associated with clinical outcomes of immunotherapy remains to be explored. To explore the optimal gene panel size and algorithm to design a CGP for TMB estimation, evaluate the panel reliability, and further validate the feasibility of bTMB as a clinical actionable biomarker for immunotherapy. In this cohort study, a CGP named NCC-GP150 was designed and virtually validated using The Cancer Genome Atlas database. The correlation between bTMB estimated by NCC-GP150 and tissue TMB (tTMB) measured by WES was evaluated in matched blood and tissue samples from 48 patients with advanced NSCLC. An independent cohort of 50 patients with advanced NSCLC was used to identify the utility of bTMB estimated by NCC-GP150 in distinguishing patients who would benefit from anti-programmed cell death 1 (anti-PD-1) and anti-programmed cell death ligand 1 (anti-PD-L1) therapy. The study was performed from July 19, 2016, to April 20, 2018. Assessment of the Spearman correlation coefficient between bTMB estimated by NCC-GP150 and tTMB calculated by WES. Evaluation of the association of bTMB level with progression-free survival and response to anti-PD-1 and anti-PD-L1 therapy. This study used 2 independent cohorts of patients with NSCLC (cohort 1: 48 patients; mean [SD] age, 60 [13] years; 15 [31.2%] female; cohort 2: 50 patients; mean [SD] age, 58 [8] years; 15 [30.0%] female). A CGP, including 150 genes, demonstrated stable correlations with WES for TMB estimation (median r2 = 0.91; interquartile range, 0.89-0.92), especially when synonymous mutations were included (median r2 = 0.92; interquartile range, 0.91-0.93), whereas TMB estimated by the NCC-GP150 panel found higher correlations with TMB estimated by WES than most of the randomly sampled 150-gene panels. Blood TMB estimated by NCC-GP150 correlated well with the matched tTMB calculated by WES (Spearman correlation = 0.62). In the anti-PD-1 and anti-PD-L1 treatment cohort, a bTMB of 6 or higher was associated with superior progression-free survival (hazard ratio, 0.39; 95% CI, 0.18-0.84; log-rank P = .01) and objective response rates (bTMB ≥6: 39.3%; 95% CI, 23.9%-56.5%; bTMB <6: 9.1%; 95% CI, 1.6%-25.9%; P = .02). The findings suggest that established NCC-GP150 with an optimized gene panel size and algorithm is feasible for bTMB estimation, which may serve as a potential biomarker of clinical benefit in patients with NSCLC treated with anti-PD-1 and anti-PD-L1 agents.

Highlights

  • To explore the optimal gene panel size and algorithm to design a cancer gene panel (CGP) for Tumor mutational burden (TMB) estimation, evaluate the panel reliability, and further validate the feasibility of by circulating tumor DNA in blood (bTMB) as a clinical actionable biomarker for immunotherapy

  • The findings suggest that established NCC-GP150 with an optimized gene panel size and algorithm is feasible for bTMB estimation, which may serve as a potential biomarker of clinical benefit in patients with non–small cell lung cancers (NSCLCs) treated with anti–programmed cell death 1 (PD-1) and anti–programmed cell death ligand 1 (PD-L1) agents

  • We aimed to explore the optimal gene panel size and algorithm to design a CGP for TMB estimation, evaluate the panel reliability, and further validate the feasibility of bTMB as a clinically actionable biomarker for immunotherapy

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Summary

Methods

Study Design This study contained 4 sections (eFigure 1 in the Supplement), including panel design (named NCC-GP150), virtual validation (eMethods 1 in the Supplement), technical validation, and clinical validation (eMethods 2 in the Supplement). The WES data from The Cancer Genome Atlas (TCGA) were used for panel design and virtual validation. Tumor mutational burden estimated by NCC-GP150 was compared with those by established gene panels, including Memorial Sloan Kettering Cancer Center’s Integrated Mutation Profiling of Actionable Cancer Targets (MSK-IMPACT), FoundationOne CDx (F1CDx), Guardant[360], PlasmaSELECT 64, and FoundationACT (Assay for Circulating Tumor DNA). Patients with NSCLC with sufficient tumor tissue samples and matched plasma samples were enrolled for technical validation to investigate the correlation between bTMB from the NCC-GP150 panel and tTMB from WES (eFigure 2A in the Supplement). An independent cohort of patients with advanced NSCLC who were undergoing on-study anti–programmed cell death 1 (anti–PD-1) and anti–programmed cell death ligand 1 (anti– PD-L1) therapy was analyzed to validate the utility of bTMB

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