Abstract

BackgroundCost utility analysis (CUA) using SF-36/SF-12 data has been facilitated by the development of several preference-based algorithms. The purpose of this study was to illustrate how decision-making could be affected by the choice of preference-based algorithms for the SF-36 and SF-12, and provide some guidance on selecting an appropriate algorithm.MethodsTwo sets of data were used: (1) a clinical trial of adult asthma patients; and (2) a longitudinal study of post-stroke patients. Incremental costs were assumed to be $2000 per year over standard treatment, and QALY gains realized over a 1-year period. Ten published algorithms were identified, denoted by first author: Brazier (SF-36), Brazier (SF-12), Shmueli, Fryback, Lundberg, Nichol, Franks (3 algorithms), and Lawrence. Incremental cost-utility ratios (ICURs) for each algorithm, stated in dollars per quality-adjusted life year ($/QALY), were ranked and compared between datasets.ResultsIn the asthma patients, estimated ICURs ranged from Lawrence's SF-12 algorithm at $30,769/QALY (95% CI: 26,316 to 36,697) to Brazier's SF-36 algorithm at $63,492/QALY (95% CI: 48,780 to 83,333). ICURs for the stroke cohort varied slightly more dramatically. The MEPS-based algorithm by Franks et al. provided the lowest ICUR at $27,972/QALY (95% CI: 20,942 to 41,667). The Fryback and Shmueli algorithms provided ICURs that were greater than $50,000/QALY and did not have confidence intervals that overlapped with most of the other algorithms. The ICUR-based ranking of algorithms was strongly correlated between the asthma and stroke datasets (r = 0.60).ConclusionSF-36/SF-12 preference-based algorithms produced a wide range of ICURs that could potentially lead to different reimbursement decisions. Brazier's SF-36 and SF-12 algorithms have a strong methodological and theoretical basis and tended to generate relatively higher ICUR estimates, considerations that support a preference for these algorithms over the alternatives. The "second-generation" algorithms developed from scores mapped from other indirect preference-based measures tended to generate lower ICURs that would promote greater adoption of new technology. There remains a need for an SF-36/SF-12 preference-based algorithm based on the US general population that has strong theoretical and methodological foundations.

Highlights

  • Cost utility analysis (CUA) using Short Form 36 (SF-36)/social functioning (SF)-12 data has been facilitated by the development of several preference-based algorithms

  • In the asthma patients, estimated Incremental cost-utility ratios (ICURs) ranged from Lawrence's SF-12 algorithm at $30,769/quality-adjusted life years (QALYs) to Brazier's SF-36 algorithm at $63,492

  • Using actual health states self-assessed by patients and imputing what might be considered conservative costs for an innovative treatment, our analysis demonstrated that ICURs based on the derivation algorithms can vary dramatically

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Summary

Introduction

Cost utility analysis (CUA) using SF-36/SF-12 data has been facilitated by the development of several preference-based algorithms. The Panel on Cost Effectiveness in Health and Medicine recommended that community preferences for health states collected from a representative sample of the US general population should be "the most appropriate ones for use in a Reference Case analysis" for US decision makers [2] Such an approach is facilitated by indirect preference-based generic measures of health-related quality of life (HRQL) such as the Quality of Well-Being Scale [3], Health Utilities Index [4,5], and EQ-5D [6,7], as opposed to elicitation of preferences directly from patients using techniques such as the standard gamble, rating scale, and the time trade-off. Indirect preference-based HRQL measures typically generate index-based single summary scores for health states described by the instrument's classification system using an algorithm based on preferences of the community or general population

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